Compliance Analyst
JW Michaels & Co.提供的薪酬范围
此薪酬范围由JW Michaels & Co.提供。您的实际薪酬根据您的技能和经验而定 — 跟招聘人员沟通，了解更多信息。
基本薪酬范围
US$80,000.00/年 - US$150,000.00/年
Compliance Analyst – Top Private Equity/Credit Firm (CT)
A leading private equity and credit firm headquartered in Connecticut is seeking a Compliance Analyst to join its growing team. This role offers the opportunity to work directly with the Chief Compliance Officer (CCO) and gain hands-on experience covering all aspects of regulatory compliance.
Key Responsibilities:
- Assist with regulatory filings, monitoring, and reporting (SEC, FINRA, etc.).
- Support the firm’s compliance program, policies, and procedures to ensure adherence to industry regulations.
- Conduct trade surveillance, employee compliance reviews, and risk assessments.
- Collaborate with internal teams on audits, regulatory exams, and investor due diligence.
Qualifications:
- 1-3 years of compliance experience in private equity, credit, consulting, or financial services.
- Strong understanding of SEC regulations, investment adviser compliance, and regulatory filings.
- Detail-oriented with strong analytical and communication skills.
Location: Connecticut (on-site)
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职位级别
助理 -
职位性质
全职 -
职能类别
法律 -
所属行业
投资管理和风险投资与私募股权管理人
找人内推，获得JW Michaels & Co.面试的机会可以提高 2 倍
找找认识的领英会员美国 康乃狄克州 格林尼治有新的合规分析师职位时接收通知。
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