Forex Policy的动态

CME Group has issued a notice of disciplinary action against Peter Kosanovich (MGLA) for unbusinesslike behavior on the trading floor. On May 20, 2024, a panel found Kosanovich guilty of directing inappropriate language at another member and violating pit rules. This incident follows a prior fine for misconduct in 2022. Learn more about the consequences faced by Kosanovich and the significance of upholding professional standards in derivatives trading. #CMEGroup #TradingEthics #Finance #Regulation #MarketConduct #TradingRules #Compliance #Financial #Discipline #MarketIntegrity

Financial Recovery Technologies tracked a total of 34 class actions settling for a combined US$1.4B in Q3, putting settlement activity in line with historical norms. In addition, 43 settlements paid to investors during the quarter, which was significantly higher than what we observed in Q1 (30 disbursements) or Q2 (29 disbursements). Investors have seen more than US$4B disbursed from securities class actions year to date, making 2024 an above average year in terms of payout activity. #securitieslitigation #classactions #antitrust #hedgefunds #assetmanagement #assetowners

CME given FCM green light. https://hubs.li/Q02W9Wbz0 Non-subscribers can get a snapshot of Risk’s coverage. Registration is free and allows you to read two articles a month: https://hubs.li/Q02W9RRD0

When offers and sales are registered, an FPI becomes subject to ongoing reporting requirements. Subject to the exemption under Exchange Act Rule 12g3-2(b) for OTC Markets, when an FPI desires to trade on a U.S. exchange or the OTC Markets, it must register a class of securities under either Section 12(b) or 12(g) of the Exchange Act. #SecuritiesLawBlog #SEC #OTCMarkets #ALCLAW

On January 29th, the CME Group announced some exciting changes to Futures #EventContracts! Event contracts allow you to speculate on the outcome of significant market events - by taking just a 'Yes' or 'No' position. ? The contract size of all event contracts was changed from a maximum of $20 to a max of $100*". This now enables greater alignment between the likelihood of a transacted price and the success probability of a trade. ? In addition to these larger contract sizes, they also announced that Event Contracts tied to E-mini S&P 500 and E-mini Nasdaq-100 futures contracts were expanded to include longer-dated expiries (quarter-end and year-end). Edge Clear is an official partner and recommended broker for trading the CME Group’s Event Contracts. Curious about trading #futures in a new way? Our team of 5-star brokers are here to guide you and get you setup right away. Learn more at: https://lnkd.in/gJFANy78 *Before Fees Disclaimer: Derivatives trading involves a substantial risk of loss and is not suitable for all investors.

The third quarter of 2024 saw significant activity in securities and antitrust class actions, with considerable payouts for investors. 43 class actions paid out to investors in Q3. The most notable being the $651 million Euribor antitrust payout, followed by Allianz Mutual Funds ($145m) and AMP ($110m). Additionally, new settlements emerged, including Under Armour at $434 million, the Boeing-SEC Fair Fund at $201 million, and Uber at $200 million. These cases, among others, highlight substantial recovery opportunities for investors. #assetmanagement #fundmanagement #hedgefund #investmentoperations #claimfiling #classaction #securitieslitigation

When offers and sales are registered, an FPI becomes subject to ongoing reporting requirements. Subject to the exemption under Exchange Act Rule 12g3-2(b) for OTC Markets, when an FPI desires to trade on a U.S. exchange or the OTC Markets, it must register a class of securities under either Section 12(b) or 12(g) of the Exchange Act. #SecuritiesLawBlog #SEC #OTCMarkets #ALCLAW

We're thrilled to announce the membership approval of Abaxx Exchange and Clearing into the Futures Industry Association! FIA, Inc. is a global?trade?organization with a diverse membership base, including clearing firms, #exchanges, clearing houses, and #trading firms from over 48 countries, along with various professionals serving the industry with the mission to support open, transparent and competitive #markets, protect and enhance the integrity of the financial system and promote high standards of professional conduct. The newly-granted membership reflects Abaxx’s readiness to meet the commercial needs of global futures markets participants.?Abaxx Exchange and Clearing will be introducing centrally cleared, physically-delivered futures contracts and derivatives to deliver better price signals and better #riskmanagement?tools, as well as an enhanced market ecosystem enabling?#energy?and?#commodity?markets to accelerate the #energytransition Chief Commercial Officer,?Joe Raia?remarked: ??? “Joining the FIA marks an important step in our timeline toward the launch of the Abaxx Exchange and Clearinghouse. The FIA has long been a leading industry advocate for better?#risk?policies in global regulated markets. As a member of the FIA, Abaxx Exchange and Clearing looks forward to advocating for?#smartermarkets?and better energy transition products.” Read Full Release ?? https://lnkd.in/eZvigWvZ

CME given FCM green light. https://hubs.li/Q02W9Rx80 Non-subscribers can get a snapshot of Risk’s coverage. Registration is free and allows you to read two articles a month: https://hubs.li/Q02W9Tsd0

DEA proposes changes to the rules governing stock exchange brokers. Here's what you need to know about the new proposal ??