West Coast Financial Jobs

Associate Investment Counselor - Pasadena Develop a deep understanding of firm philosophies and processes to implement wealth management strategies in support of clients’ financial goals.?Assist in managing client relationships through regular client meetings and communications. Understand the investment decisions made by the Portfolio Manager and Research Team and articulate them to clients. ? Certified Financial Planner (CFP) Candidate and CFP course completion preferred ? 2+ years of experience in investment management and/or financial advisory services, preferably with a registered investment adviser ? Proficiency in Microsoft Office; experience with financial planning, client relationship management, portfolio management and document management software, Base range: $70,000 – 90,000. Interested candidates, please send resume to [email protected].

Operations Associate – Century City Collaborate with Senior Associates and Director of Operations to Support Investment Operations. Review controls and enforce SLAs of 3rd back-office vendor. Provide operational services to clients and internal constituents. Oversee functions such as data integrity, trade settlement, investment accounting/reconciliations, proxy voting, corporate actions, monthly performance review. Support and maintain Charles River (OMS) IBOR accuracy. Provide timely and accurate client statements reports on an ad hoc, monthly, quarterly, and annual basis. Monitor technology vendors, connectivity with data sources, and assist with trouble shooting daily issues in various applications such as SalesForce (CRM), ISS Governance (Proxy), GWP (Accounting System/Data hub), GWPA (Performance), Pages (Client Statements Reporting), etc. 3-5 years in investment operations capacity of a global investment strategies. Excellent understanding of OMS investment book of record (IBOR). Aptitude to manage 3rd party vendor providing critical daily processing and systems. Experience with trade operations, client statements, and investment accounting. Proficient at Microsoft suite – Word, Outlook, PowerPoint, Excel, Teams. Salary Range: $62,000- $85,000. Interested candidates, please send resume to [email protected].

Director of Marketing – Century City The Director will be a key member of the team and will be primarily responsible for developing and executing the firm’s overall marketing strategy with a goal of generating additional assets under management for the firm. The Director of Marketing will also work closely with the firm’s financial advisors to develop their own individual marketing plans.?Collaborate with senior executives to develop growth plans for the organization. Success in this role includes having the ability to define key deliverables, set measurable goals, and ensure that goals are met in a timely manner. Expert in PowerPoint and Adobe proficiency in marketing analytics and data-driven decision-making, Solid understanding of SEO & SEM, Excellent understanding of digital marketing tools such as Google Analytics, Google Adwords, & Hubspot. Bachelor’s degree in Business Administration, Marketing or related field required; Master’s degree preferred, At least 7 years of experience in marketing and digital marketing. Full-time exempt with 4 days in the office and 1 day remote. $125,000 - $150,000. Interested candidates, please send resume to [email protected].

Investment Counselor - Pasadena, California Seeking an Investment Counselor to work within a collaborative team of experienced investment professionals and client service specialists to deliver wealth management services to firm’s clients. As Investment Counselors, we are committed to a fiduciary standard of care in providing objective, professional investment advice and portfolio management to our clients. The Investment Counselor establishes trusted relationships with each client, providing holistic advice to preserve and grow wealth in support of each client’s financial and personal goals. This position is financial planning-focused and is responsible for generating new client relationships as well as supporting existing firm clients. While Portfolio Strategy is a key responsibility for this position, day-to-day portfolio management is not. · Planning background with Certified Financial Planner (CFP ?) designation required · 7 - 10 years of experience in investment management and/or financial advisory services with demonstrated ability to develop and manage financial plans and client relationships · Proven track record of working with high- and ultra-high-net-worth individuals and families · Ability to work successfully in an entrepreneurial, small-company environment Expected base salary for the role will generally be $150,000 – 200,000 per annum at the commencement of employment. Interested candidates, please send resume to [email protected].

Compliance Director - Century City The role will primarily support and advance the overall compliance program for the private wealth management / wealth advisory division. This will include working on overall design, implementation, and ongoing protocols in place to address the compliance requirements. This role will ensure continual process enhancement consistent with changes in the business and regulations, and will assist and advance in the design, implementation and monitoring of protocols/ systems used to address compliance oversight and matters that arise in a dynamic and growing organization.?Assist in the development and/or revising of procedures designed to ensure compliance with the Investment Advisers Act and related DOL requirements. ·???????Hybrid work environment (3 days in-office, 2 days remote). Bachelor’s degree and/or 10+ years of compliance experience of increasing responsibility in a private wealth management setting. MBA or JD preferred, but not required. Range: $124,000 to $165,000. Interested candidates, please send resume to [email protected].

Senior Investment Advisor Associate – Century City A wealth and investment management firm seeks a candidate will work with a growth-focused advisory team. ?The role provides professional and exceptional level of client service to affluent investors. Act as primary service related and administrative contact for high-net-worth investors and their professional advisors (CPA’S, business managers, attorney’s). Act as project lead or participate extensively in department or firm level projects. Open new accounts and monitor progress. Provide daily client service, including but not limited to, investing deposits, calculating withdrawals, handling cashiering needs, facilitating tax trading, charitable gifting, required minimum distributions, special requests, account re-registrations, cost basis step up, custom report creation, address changes, and account terminations, and preparing tax analysis reports. Undergraduate degree, Series 7 preferred, 5 + years client service working with high-net-worth individuals at an investment management firm, private bank, or broker/dealer with history of increasing responsibilities. Compensation: $80K’s-mid $90K’s. Interested candidates, please send resume to [email protected].

Client Advisory Associate - West Los Angeles, CA The Associate will be an integral part of the client team assisting in reporting and client service for individuals, families and non-profit organizations.?The firm is an SEC Registered Investment Advisor overseeing approx. $20 billion of assets. As part of a 75-person firm, support a small (3-4 person) team with reporting, data entry, operations and client service. Review data, transactions, and performance to identify issues and fix via corrective actions. Run, reconcile, and distribute client reports monthly to ensure 100% accuracy. Prepare balance sheets, meeting materials, and ad hoc analysis. Enter data in support of trading, operations, and client portfolio activity (e.g. opening and funding accounts, investment additions/withdrawals, transfers, etc.). ?Bachelor degree, 2+ years work experience in wealth/investment management or private banking strongly preferred. ?Experience with portfolio accounting systems a plus. Please send resume as an attached Word or PDF file to [email protected].

The Financial Planning Specialist?-?Pasadena, California The Specialist?will work within a collaborative team of experienced investment professionals and client service specialists to deliver wealth management services to firm’s clients. As Investment Counselors, we are committed to a fiduciary standard of care in providing objective, professional investment advice and portfolio management to our clients. In this role you will collaborate with Investment Counselors to support the firm’s financial planning offerings.?Your responsibilities will include gathering essential client data, using financial planning software, preparing client-ready presentations and working with external professionals. ·???????Certified Financial Planner (CFP ?) Candidate ·???????Minimum 5 years of relevant experience ·???????Ability to work successfully in an entrepreneurial, small-company environment Expected base salary for the role will generally be $70,000 – $90,000 per annum at the commencement of employment. Interested candidates, please send resume to?[email protected].

?? Investment Counselor -?Pasadena, California Seeking an Investment Counselor to work within a collaborative team of experienced investment professionals and client service specialists to deliver wealth management services to firm’s clients. As Investment Counselors, we are committed to a fiduciary standard of care in providing objective, professional investment advice and portfolio management to our clients. The Investment Counselor establishes trusted relationships with each client, providing holistic advice to preserve and grow wealth in support of each client’s financial and personal goals.?This position is financial planning-focused and is responsible for generating new client relationships as well as supporting existing firm clients. While Portfolio Strategy is a key responsibility for this position, day-to-day portfolio management is not. ? ·???????Planning background with Certified Financial Planner (CFP ?) designation required ·???????7 - 10 years of experience in investment management and/or financial advisory services with demonstrated ability to develop and manage financial plans and client relationships ·???????Proven track record of working with high- and ultra-high-net-worth individuals and families ·???????Ability to work successfully in an entrepreneurial, small-company environment Expected base salary for the role will generally be $150,000 – 200,000 per annum at the commencement of employment. Interested candidates, please send resume to?[email protected].

Investment Counselors Portfolio Manager – Pasadena Investment Counselors work within a collaborative team of experienced investment professionals and client service specialists to deliver wealth management services to the firm’s clients. As Investment Counselors, we are committed to a fiduciary standard of care in providing objective, professional investment advice and portfolio management to our clients. The Investment Counselor establishes trusted relationships with each client, providing holistic advice to preserve and grow wealth in support of each client’s financial and personal goals. ? ·???????7 - 10 years of experience in investment management and/or financial advisory services with demonstrated ability to develop and manage client relationships ·???????Certified Financial Analyst (CFA), Certified Financial Planner (CFP) or MBA preferred ·???????Proven track record of working with high- and ultra-high-net-worth individuals and families ·???????Ability to work successfully in an entrepreneurial, small-company environment ·???????Demonstrated ability to work both independently and collaboratively as part of a team ·???????Ability to assign priorities to multiple concurrent, competing requests while ensuring accuracy, completeness, and timeliness ·???????Proficiency in Microsoft Office, Salesforce, Orion Advisor Services, and document management software; strong technology skills are required ·???????Candidates must be eligible to work in the United States without sponsorship or restrictions Expected base salary for the role will generally be $150,000 – 200,000 per annum at the commencement of employment. #investmentmanagement #CFP #CFA ? Interested candidates, please send resume to [email protected].