WealthForge

We’re #hiring. WealthForge is looking for a hard working and passionate accounting professional in RVA. If you think you'd be a good fit or know of someone who would be, check out our job posting here and on our careers page!

We at WealthForge Securities are happy to introduce our new Associate of Offering Diligence, Philip Scheurer! Philip is joining the WealthForge team after graduating from Washington & Lee University, where he completed both a BS in Business Administration and a BA in American History. In his new role, Philip will be responsible for assisting our Offering Diligence team in the review of private placements across numerous sponsors. More specifically, Philip will be analyzing pro forma financial models, third party reports, and market data to objectively review offering documents and assess the probability of a favorable outcome. Since joining the team, Philip has already passed his Securities Industry Essentials exam, and is quickly working toward his Series 7. When not in the office, you can find Philip outside fly fishing, running, or at the driving range. Please join us in welcoming Philip to our team!

Mark your calendars! ?? Join us for a panel discussion at the upcoming ADISA conference featuring our very own Jim Raper. As stated on the ADISA website: “The panel will examine the difference between Rules 506(b) and 506(c), as well as the situations that might justify a sponsor’s use of one exemption over the other. The session will also address the key marketing content requirements of FINRA Rule 2210, with a particular focus to be placed upon how the rule affects sales of alternative investment products.” What?????????????Alternative Product Marketing: Reg D Rule 506 and FINRA Conduct Rule 2210 When????????????Wednesday, July 24th @ 8:30 – 9:20 AM EST Who? ????????????Jim Raper, Thomas Voekler, and Darryl Steinhouse How???????????????Register now at the ADISA website For additional #RegulatoryCompliance insights from the WealthForge team, head to the insights page on our website.

WealthForge Employee Spotlight: Meet Eduardo! Eduardo leads WealthForge's #DueDiligence?activities working directly?with the firm's Managing Broker Dealer clients and Registered Representatives. Some of the work that Eduardo does includes: ?? Performing due diligence on private placement offerings for sponsors in a variety of asset classes,?specializing in tax-advantaged real estate investment products and other securitized?commercial real estate offering structures; ?? Collaborating with WealthForge's?Managing Broker Dealer clients on their?new offerings and supplements to ensure that they are competitively and compliantly?structured; and ?? Participating in industry conferences and sponsor due diligence events/site visits to keep up with market trends, regulatory changes, and new product availability. Visit our website to learn more about our team and the services WealthForge provides as a #ManagingBrokerDealer.

WealthForge Employee Spotlight: Meet Merritt! She's our Supervisory Principal working directly with our affiliated folks to help them maintain compliance with regulators and the Firm. When she's not supervising the Firm's affiliated persons, you might find her walking the James River Park System trails or enjoying the beaches of Cape Charles. Some of the work that Merritt does includes: ?? Researching upcoming regulatory changes ?? Implementation of Firm initiatives ?? Ongoing representative education regarding Firm procedures and industry developments ?? Communications review and preservation ?? Answering questions from representatives about #regulatorycompliance Visit our website to learn more about our team and the services WealthForge provides as a managing broker-dealer.

Welcome to the conclusion of Episode 4 of Forge in Focus! We are excited to present the finale of the conversation with Michael Roman, as we delve into what the future holds for WealthForge Securities. ? In this final installment titled "What’s Next", Michael Roman, accompanied by Client Success Associate, Alex Pauliukonis, sheds light on what sets WealthForge apart as a Managing Broker-Dealer in the dynamic world of alternative investments. When prompted to describe the essence of working with WealthForge in a single word, Michael summarizes it aptly: 'partner.' Join us in exploring the significance of this term in the context of our relationship with clients as we wrap up this interview. ? Don't forget to catch up on all three parts for additional insights from our Managing Director of MBD Services, Michael Roman. ? #ClientSuccess #AlternativeInvestments #Partner

Episode 4 Part 2 of Forge in Focus is live, featuring Michael Roman from WealthForge Securities. In "Dollars in the Door," Michael and Alex Pauliukonis discuss the onboarding process for #Sponsor clients, showcasing the WealthForge team's collaborative approach in the managing broker-dealer landscape. Gain insights into WealthForge's team-based philosophy, tackling challenges and setting clear expectations. Michael's seasoned perspective, paired with Alex's client knowledge, unveils strategies for success in #alternativeinvestments. Tune in for a behind-the-scenes look at navigating the complexities of alternative investments with Forge in Focus, and come back next week for the final segment! #ClientSuccess #BrokerDealer #ExcellenceinFinance

The WealthForge podcast, Forge in Focus, is back with a new episode! Each episode is designed to help you learn more about our team of #alts professionals, and for Episode 4 we shine the spotlight on WealthForge’s Managing Director of MBD Services, Michael Roman. In Part One, “Journey to the Center of the Alts Industry,” Michael shares how he got started in finance and #alternativeinvestments and explains how he ended up at WealthForge. In conversation with Client Success Associate Alex Pauliukonis, Michael explains how each of the positions he has occupied in alts has advanced his industry knowledge while also providing insight for #sponsors. Visit our website to listen to the full nine minute first part of Forge in Focus Episode 4, and be sure to check back next week for part 2 of 3.

Season's greetings from the team at WealthForge!

What makes WealthForge different from other managing broker-dealers? We're easy to do business with. From operational diligence to streamlined onboarding and transparent workflows, we ensure every step is completed efficiently and on YOUR schedule.