UPTIQ

Imagine a world where AI can analyze markets, optimize portfolios, and predict financial trends faster and more accurately than any human ever could. It’s no wonder some people are asking: Do we even need financial advisors anymore? But here’s the other side of the story… Even the smartest AI can’t replace the human touch. When your client is deciding whether to retire early, invest in a family business, or manage a sudden financial windfall, they don’t just want numbers—they want a conversation. A trusted advisor to validate their choices, explore their goals, and guide them through the emotional side of money. AI isn’t here to replace financial advisors; it’s here to amplify their impact. Together, they can deliver smarter strategies and deeper connections.

We’re thrilled to be at the #AdviceTechLIVE virtual event, happening today and tomorrow (Tuesday, 11/12 – Wednesday, 11/13)! Be sure to stop by our virtual booth and check out our session on Wednesday at 3:30 pm ET to discover how technology and AI are empowering financial advisors to deliver more holistic solutions to their clients. And feel free to reach out to Jared Ingersoll for more information! Click the link below to register. We look forward to connecting with you there! https://lnkd.in/e4QVStZU

Imagine an AI That Automates Financial Workflows Without Hallucinations. Uptiq Just Made It a Reality… ?? Introducing Uptiq Enterprise AI Platform, custom-built for the regulated financial services industry. Deployed in over 350 institutions, including major players like Focus Financial Partners, our AI-first solution is transforming how banks, wealth managers, and credit unions operate. ?? Key Features: ? AI Workbench for Custom Workflows ? Seamless Integration with Leading WealthTech & BankTech Platforms ? Reliable AI with No Hallucinations ? Full Security and Compliance Focus Uptiq AI helps advisors, loan officers, and back-office staff automate tasks, engage clients naturally, and access live data from over 100 enterprise software connections. Already proven to handle over $1 billion in loans, it’s a game-changer for financial institutions. ?? Curious how Uptiq AI can transform your operations? Learn more here: https://lnkd.in/eAy-BHVY We are also demonstrating some of our best work at Money2020 — Please visit us at Booth #1026.

Holistic Advising: Myth or Necessity in Today’s Financial World? ?? We often tout ourselves as ‘holistic advisors,’ but can we claim that title if we ignore our clients’ liabilities? Some argue that debt management is outside our scope. But in a world where financial challenges are increasingly complex, should we broaden our services to meet all our clients’ needs? Let’s open the floor for discussion. How integral is liability management to true holistic advising?

This One Change Catapulted Me to the Top Financial Advisor in My Firm ?? A while back, I was competing with several advisors for a high-profile client named Lisa. Instead of pitching my services right away and doing what I usually do, I decided to try something different. I was used to telling prospects like Lisa how different I was from other financial advisors—why I’m more comprehensive, why my approach stands out, and so on. But this time, I let Lisa do most of the talking. I asked her about her concerns and spent very little time discussing what I offer. After explaining how I could help, I asked her to describe in her own words how things would be different if she worked with me. I framed the question this way: “Lisa, now that I’ve explained what I can do for you, I’d love to hear from you what it would do for you personally if I helped you with your finances.” She hesitated at first, but as I gently prompted for more details, she began to open up. She explained how having the right financial guidance would alleviate her worries about supporting her aging parents and give her peace of mind about her future. As she shared, we started envisioning that brighter future together. In the end, she chose to work with me—not because I had a better pitch, but because I helped her understand her own needs more deeply. She articulated the positive outcomes of working with me herself. The takeaway? Get your clients to sell themselves on why they should work with you. When they hear it from their own mouth, they’re convincing themselves instead of you trying to persuade them. This change transformed my trajectory, doubling my AUM!!

Could AI Replace Financial Advisors? ???? With the rapid advancements in artificial intelligence, some believe that AI could soon take over tasks traditionally handled by financial advisors. Algorithms can analyze vast amounts of data instantly, potentially offering investment strategies and financial planning with unparalleled efficiency. On the other hand, can AI truly replicate the personalized touch and deep understanding that human advisors bring to the table? Financial decisions are often intertwined with personal goals, emotions, and life events—areas where human empathy and insight are irreplaceable. Is AI set to replace financial advisors, or will it serve as a tool to enhance the services we provide?

Are Banks Failing Their Clients? Why Financial Advisors Should Be the First Choice for Loans In today's rapidly changing financial landscape, it's time to question whether traditional banks are truly serving the best interests of their clients. As financial advisors, we have the unique opportunity to offer something banks often overlook: personalized service and tailored financial strategies. ?? Why Choose a Financial Advisor Over a Bank? Personalized Service: Unlike banks, which often apply a one-size-fits-all approach, financial advisors take the time to understand each client's unique financial situation and goals. This allows us to craft loan solutions that align perfectly with their needs. Holistic Financial Planning: We don't just focus on loans; we consider the client's entire financial picture. This means we can offer advice that integrates their liabilities with their broader financial plan, ensuring long-term success. Flexibility and Innovation: Financial advisors are not bound by rigid banking structures. We can explore innovative financing options and negotiate terms that are truly in the client's best interest. Building Trusting Relationships: Our role goes beyond transactions; we build lasting relationships with our clients. This trust empowers clients to make informed decisions about their liabilities and overall financial health. Are banks meeting your clients' needs when it comes to managing liabilities? How can we, as financial advisors, step up to provide superior service and solutions? Thoughts? ??

We will be at Orion Ascent (https://ascent.orion.com). Come by booth #311 to see us and learn how UPTIQ is helping to break down barriers between people and the financial products and services they need to reach their full financial potential! #OrionAscent?

We just love positive feedback from our clients! Missed our latest webinar? Register below to watch us discuss how our clients are Using Credit to Increase AUM, Grow Net Worth and Acquire New Relationships on demand: https://lnkd.in/grhKEhCU

We are thrilled to announce our acquisition of Focus Treasury and Credit Solutions (FTCS, a subsidiary of Focus Financial Partners) which significantly enhances our platform capabilities by adding support of securities-backed loans/lines, loans against alternative investments and brokered mortgages, as well as treasury and deposit solutions. Since its formation, FTCS has helped Focus RIA partner firms fund billions of dollars of loans on behalf of their clients. UPTIQ, with acquisition of FTCS, will revolutionize holistic advisory services for more than 3,200 financial advisors using the UPTIQ platform! https://lnkd.in/gfYC6VbB