TillieStar Compliance Solutions, Inc

?? Why Proper Rule Naming in Investment Compliance is More Important Than You Think In the world of investment compliance, clarity is everything. Poorly named rules can lead to misinterpretation, compliance risks, and inefficiencies that slow down decision-making. Yet, many firms still underestimate the impact of their rule-naming conventions. At TillieStar, we’ve seen firsthand how a structured, standardized approach to rule naming can enhance transparency, streamline audits, and prevent costly errors. ?? What does “good” rule naming look like? ?? How can firms create a system that works across teams? ?? What are the common pitfalls to avoid? We break it all down in this blog ?? https://lnkd.in/gmmAJcSw Read the full article and let us know—how does your firm approach rule naming? #InvestmentCompliance #FinancialServices #RiskManagement #RegTech

?? Linedata Boston was delighted to host the Compliance, Cocktails & Conversations – What’s Ahead in 2025 event yesterday. ?? We had a full house eager to hear from Joy Langdon, President of TillieStar Compliance Solutions, Inc, and Jose Flores, SVP and Head of Portfolio and Trading Compliance at Jennison Associates. They shared valuable insights on how investment compliance is changing under the new administration, what it means for the industry, and how to stay compliant. ?? The evening concluded with drinks, catching up with old friends, and making new ones—a fantastic evening of learning and connection! #Compliance #Assetmanagement

?? Ethical Compliance in Asset Management: A Competitive Advantage, Not Just a Requirement For asset managers, compliance isn’t just about avoiding fines—it’s about building trust, mitigating risk, and ensuring long-term success. In our latest blog, we explore why ethical compliance is more critical than ever, the risks of non-compliance, and best practices that COOs and CCOs can implement to strengthen their firms. From regulatory expectations to leveraging technology for compliance monitoring, we cover everything you need to know to stay ahead. ?? Read the full article here: https://lnkd.in/gSmtxJmi #Compliance #AssetManagement #Ethics #RiskManagement #InvestmentCompliance

? 4 days left, Boston! ? Don’t miss out on the chance to stay ahead of the curve with the latest changes in investment compliance under the new Administration. Join us this coming Tuesday, February 25th at 5:00 PM for an exclusive in-person event with Linedata hosting Joy Langdon, President of TillieStar Compliance Solutions, Inc, and Jose Flores, Senior VP, Head of Portfolio and Trading Compliance of Jennison Associates, as they break down the critical shifts happening in the compliance world. ?? 260 Franklin Street, Boston, MA ?? 5:00 PM – 6:30 PM Network with peers, enjoy cocktails & small bites, and get your compliance questions answered by an expert. RSVP now: https://lnkd.in/gWhj_aBn Tag your colleagues and secure your spot today! See you there! #ComplianceEvent #BostonNetworking #InvestmentCompliance #Finance #IndustryInsights #NetworkingEvent #Linedata

?? Unlock the Full Potential of TillieStar’s Expertise Did you know that TillieStar offers a suite of specialized services beyond what we typically highlight? Our team is here to support your compliance needs with precision and expertise. ?? Temporary Staffing Services Whether you're navigating staff shortages or covering leaves, TillieStar’s staff augmentation specialists can seamlessly fill the gaps with highly qualified professionals. ?? Permanent Placements Our extensive network connects you with top-tier talent for your permanent roles, streamlining the hiring process and ensuring the right fit. ?? Consulting Services Our team excels at helping organizations achieve key compliance objectives, including: ?? Compliance program and project management ?? Compliance platform implementations and upgrades ?? Compliance rule extraction using AI-driven FundDesigner? by Averroes ?? Compliance rule coding and testing ?? Diagnostic report services ?? Health Checks Optimize your compliance systems with our comprehensive health check services, designed to identify inefficiencies and recommend actionable improvements. With a deep understanding of the challenges faced by compliance leaders, we’re here to help you maintain operational excellence. If any of these could support your organization—Start the conversation today by sending us an email at [email protected] or dm us here on LinkedIn and let’s connect. #investmentcompliance #complianceconsulting #complianceservices

Boston-area compliance professionals—join us! Big changes are coming to investment compliance under the new Administration. Are you ready? On February 25th, Joy Langdon, President of TillieStar Compliance Solutions, will share what’s changing, what’s at stake, and how to stay compliant as the rules shift under the new Administration. This in-person event in Boston is your chance to gain expert insights, network with compliance peers, and enjoy cocktails & small bites. ??260 Franklin Street, Boston, MA ?? Tuesday, February 25th | 5:00 PM – 6:30 PM Hosted by Linedata in collaboration with TillieStar Compliance Solutions, Inc. ?? https://lnkd.in/gWhj_aBn Tag a colleague and RSVP today! #BostonEvents #Compliance #InvestmentCompliance #Networking #FinanceLeadership

?? Introducing TillieStar Compliance Insights | Q1 Edition Your trusted resource for navigating compliance with precision and confidence. ?? Why subscribe? In each newsletter, we'll share... → In-depth strategies on critical compliance topics → Expert guidance to enhance processes and mitigate risk → Timely updates on industry events, workshops, and key resources ?? What we're discussing in the first edition: → Is It Time to Upgrade??Proven approaches for effective technology and regulatory transitions. → Unifying Compliance Efforts:?Strategies to bridge front and back office operations seamlessly. → Investing in Your Team:?Cultivating a robust compliance culture through continuous education. "Compliance is more than a mandate; it is the foundation of resilient, high-performing organizations."?—?Joy Langdon, President Stay informed. Lead with confidence.?Subscribe today. #Compliance #InvestmentCompliance #RiskManagement #ThoughtLeadership #TillieStar

In the wake of the SEC's charges against Ken Leech, former Co-Chief Investment Officer at Western Asset Management Co., there's a crucial lesson for the asset management industry: the importance of stringent trade allocation processes. Our latest blog post delves into the allegations and offers actionable insights to enhance compliance and mitigate risks within asset management. Key takeaways include: ??Embrace Technological Solutions: Leverage electronic order management systems to minimize human error. ??Implement Stringent Trade Allocation Policies: Segregate duties and ensure pre-trade compliance checks. ??Maintain Control of the Trading Blotter: Limit order control to designated traders. ??Standardize Pricing: Apply average pricing across block trades for transparency and fairness. It's time to strengthen our compliance frameworks and uphold client trust. Read the full article for detailed strategies and insights ?? https://bit.ly/42bNOTD #AssetManagement #Compliance #RiskMitigation #FinancialServices #TillieStar

We believe that staying compliant is paramount for market stability and growth. Discover the most critical compliance trends to watch in 2025, including Enhanced Due Diligence, AI integration, ESG compliance, and more. ?? ?? Explore how leading firms like Kroll, BlackRock, and Unilever are setting benchmarks in the industry. Read our latest blog post to stay ahead of regulatory changes and enhance your compliance strategy here ?? https://bit.ly/40wfMs0 #InvestmentCompliance #InvestmentTrends

?? Enhancing Investment Compliance Through Effective Rule Naming In the world of investment compliance, rule names are not just labels—they are critical components that ensure clarity, accuracy, and reusability. At Tilliestar, we understand the pivotal role that precise rule naming plays in driving compliance and avoiding costly errors. In our latest insights, we delve deep into: ? The Importance of Rule Names: How they impact rule clarity and stakeholder understanding. ? Best Practices: Key strategies like breaking rule names into short and long formats for better reference. ? Rule Categorization: Including prefixes to indicate the rule's source and ensuring proper data description. ? Automation Indicators: How to signal the level of rule automation to manage risks effectively. Read the entire blog here ?? https://bit.ly/4go0XNE Proper rule naming conventions can transform your compliance strategy, making it more robust and efficient. Struggling with complex rule naming? We are here to help! #investmentcompliance #complianceleaders #operationalefficiency