AltsWire

For more than 12 years, The DI Wire has been the trusted source for independent news and analysis for financial professionals who sponsor, distribute or invest in illiquid and semi-liquid alternative investments. During this time, the industry has evolved exponentially, and to better reflect this dynamic evolution, we are excited to announce our new name: The DI Wire is now AltsWire. AltsWire Spotlight Marketing Communications Damon Elder #InsightsFromthePublisher #DamonElder #alternativeinvestments #alts #industry #rebrand #AltsWire #news #analysis #evolution #audience #landscape #realestateinvestmenttrust #Delawarestatutorytrust #1031exchange #businessdevelopmentcompany #privateequity #REIT #DST #BDC

The U.S. District Court for the District of Massachusetts entered final judgment against Norman V. Meier in the U.S. Securities and Exchange Commission’s action alleging that Meier orchestrated a years-long, multimillion-dollar international securities fraud. ? #SEC #SecuritiesandExchangeCommission #fraud #Massachusetts #Meier #TreuhandInc #WindecoCorporation #TexxonOilCorp #InternationalFinancialServicesInc #finaljudgement #penalty

The Financial Industry Regulatory Authority announced that it has fined former Wells Fargo representative Jarrett Carter Thomas $7,500 for making an unauthorized transaction in an older client’s account. #alternativeinvestments #brokerdealer #RIA #FINRA #financialservices #adviser #brokerage #registeredinvestmentadviser #FinancialIndustryRegulatoryAuthority #broker #representative #WellsFargo #WellsFargoClearingServices #JarrettCarterThomas

Financial advisers Larry Hubbard, APMA; Craig Conner, CFP, APMA, ChFC, BFA; and Jade Maasch, CFP, BFA, APMA, have joined LPL Financial’s broker-dealer, registered investment adviser, and custodial platforms. They reported serving approximately $275 million in advisory, brokerage and retirement plan assets and join LPL from Ameriprise Financial Inc. ? LPL Financial Ameriprise Financial Services, LLC PREMIER LEGACY WEALTH MANAGEMENT Craig Conner, CFP?, ChFC?, APMA?, BFA? Jade Maasch, CFP?, APMA?, BFA? Rob Timme Scott Posner #LPL #Ameriprise #financialservices #wealthmanagement #brokerdealer #RIA #registeredinvestmentadviser #Colorado #Wyoming #LegacyPremierWealthManagement #rebrand #wealthmanager #financialadviser

The U.S. Securities and Exchange Commission released new guidance on the adviser marketing rule, specifically easing restrictions on the investment performance aspects of the rule, within its Marketing Compliance Frequently Asked Questions document/webpage. ? #MarketingRule #RIA #registeredinvestmentadviser #SEC #SecuritiesandExchangeCommission #FAQ #DivisionofInvestmentManagement #netperformance #grossperformance #performance #investmentcharacteristics #alternativeinvestments

The Financial Industry Regulatory Authority has announced a comprehensive review of its rules and regulations, with an initial focus on improving the capital-raising process for businesses. As a self-regulatory organization, FINRA aims to modernize its oversight to benefit market participants and the broader economy. #FINRA #capitalraising #capitalformation #modernization #rules #regulations #publiccomment #operations #brokerdealer #technology #offchannelcommunications #recordkeeping #privateplacement #economy

In a world increasingly driven by data and artificial intelligence – where every click, stream, and transaction depends on digital infrastructure – the need for strategic investment in technology-related real estate has never been greater. Recognizing this shift, Aphorio Carter has refreshed its brand identity, unveiling a modernized logo, color palette, and typography that better align with its vision for investing in the future of digital infrastructure. ? Aphorio Carter Carter Funds John Regan Kevin H. Annie Rizzo #AphorioCarter #digitalinfrastructure #data #AI #AphorioCarterFundManagementCompany #rebrand #brand #brandidentity #logo #realestate #evolution #sponsored

Starwood REIT, or SREIT, a publicly registered non-traded REIT sponsored by Starwood Capital Group, announced that its total net asset value was approximately $9.1 billion as of Feb. 28, 2025, a decrease of 0.82% from approximately $9.2 billion on Jan. 31. Starwood Capital Group Starwood Real Estate Income Trust John McCarthy Sean Harris Mark Deason Austin Nowlin #realestate #alternativeinvestments #NAV #repurchaserequest #StarwoodREIT #Starwood #netassetvalue #realestateinvestmenttrust #REIT #StarwoodCapitalGroup

FNEX, a fintech-enabled investment bank, has launched the FNEX Alternatives Market. The platform is designed to provide wealth managers with access to unique curated alternative investment opportunities. FNEX Todd R. Ryden Robert (Bob) Dalzell, CWS? Loren Heger Eli Kiffel #alternativeinvestments #FNEX #FNEXAlternativesMarket #FNEXWealth #financialadviser #RIA #registeredinvestmentadviser #wealthmanager #privateequity #realestate #privatedebt #venturecapital #technology #innovation

Shopoff Realty Investments – a national manager of opportunistic real estate investments and a sponsor of private placement offerings – announced that in partnership with a national home builder, it has acquired a 13.75-acre property in Buena Park, Calif., that it plans to re-entitle for residential use. The property is currently occupied by Amway Corporation with a corporate sale-leaseback in place. Shopoff Realty Investments JLL Bill Shopoff Brian Rupp Jennifer Welker #alternativeinvestments #California #residential #multifamily #privateplacementoffering #realestate #Shopoff #ShopoffRealtyInvestments #industrial #acquisition #JLLCapitalMarkets