Hear from operations leaders as they describe how modernizing wealth management is elevating the customer experience and enabling the financial services industry to adapt and connect with the next wave of investors. ? ?? In this episode of Heard at Ops, Cindy L. Schreiner of RBC Wealth Management and Don Henderson of BetaNXT sat down with us to share their perspectives on: ? - The digital enablement of the client journey - Top trends to keep an eye on - The increasing use of AI ? Explore the full series from #SIFMAOps 2024: https://lnkd.in/eCaZErAj
SIFMA
金融服务
New York，N.Y. 25,669 位关注者
SIFMA is the voice of the nation's securities industry. We advocate for effective and efficient capital markets.
关于我们
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets. SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of our industry’s nearly 1 million employees, we advocate on legislation, regulation and business policy, affecting retail and institutional investors, equity and fixed income markets and related products and services. We serve as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA). The combined businesses of SIFMA’s members represent 75% of the U.S. broker-dealer sector by revenue and 50% of the asset management sector by assets under management. SIFMA is a 501(c)(6) organization. Together, we are invested in America.
- 网站
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https://www.sifma.org
SIFMA的外部链接
- 所属行业
- 金融服务
- 规模
- 51-200 人
- 总部
- New York，N.Y.
- 类型
- 非营利机构
- 创立
- 1912
- 领域
- Capital Markets Expert、Financial Regulatory Reform、Capital Markets Research、Non-Profit Trade Association和financial markets
地点
SIFMA员工
动态
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Join us on December 5, 2024, at 1:00 p.m. ET for an industry briefing with members of the Regulated Settlement Network (RSN) PoC. They will provide a detailed overview of the findings of the PoC, its objectives, use cases findings, next steps, and more. Pre-registration is required to participate; RSVP today. https://lnkd.in/ewuX6VW3
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We commend the U.S. Securities and Exchange Commission for extending the 15c2-11 no-action relief rule. If this rule is to be applied to fixed income markets, it needs to be revised through a public notice and comment to protect investors and promote credit creation that fuels our economy. Read our full statement: https://bit.ly/40ZD9ef
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Commentators and certain policymakers have been discussing perceived risk factors related to banks' Synthetic Risk Transfer (SRT) or Credit Risk Transfer (CRT) transactions. What are CRTs? Why are they used? SIFMA's Chris Killian and Dr. Guowei Zhang explain ??https://bit.ly/3Zgjg0V #capitalmarkets
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Today, we submitted a letter to the Federal Deposit Insurance Corporation (FDIC) on a proposal to revise its regulations implementing Section 29 of the FDI Act, which impose restrictions on the ability of certain IDIs to accept brokered deposits and define the scope of parties that constitute deposit brokers. More here: https://bit.ly/3AO9tpH
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We invite SIFMA Members to join us on December 5 for a member-only briefing on the results from our latest survey of the SIFMA Economist Roundtable: https://lnkd.in/emqgYfun ? This Roundtable brings together chief U.S. economists from over 20 global and regional financial institutions. Our survey was put in the field after the November FOMC announcement. The results of the survey will be released on December 5.
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In March, market participants will gather at SIFMA ILS in Miami to explore how sponsors and investors are navigating cat bonds, ILS, and reinsurance and the factors that may shift the current market trajectory. Join us: https://lnkd.in/gHQa4vR5 #sifmaILS
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NEW: The 2024 Market Structure Conference Debrief, by SIFMA Insights?? https://bit.ly/3YVbKYf Explore what was heard at the conference, including: -Conference survey results: estimates of where markets, volatility, and volumes could be heading -Industry Outlook for Options: 2024 is the 5th record year for options volumes -Industry Outlook for Equities: Currently, we have 16 equity exchanges, with plans for 4 more exchanges to launch in the future -Market Outlook: Higher rates, good news/bad news econ data, and the election
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SIFMA转发了
We just posted 70+ breakout sessions for the 2025 #SIFMACL Annual Seminar! Plan your personal agenda with eight dedicated tracks: https://bit.ly/4evxHCW What sets our breakouts apart? ??60-Minute Sessions: Find out what you need to know in one hour – expert insights, without the filler. ??Repeated Sessions: Select sessions are repeated throughout the Seminar - hit all your top choices, no tradeoffs. ??CLE Eligible: Our program will be eligible for CLE credits in multiple states. Choose the CLE add-on when registering and easily manage your attendance onsite with our mobile app. Early bird rates are available through January 24 and our hotel block opens in December. Register today!
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?? Explore the View from Operations Leadership with Erin McCourt from Morgan Stanley, Lou Rosato from BlackRock, and Debra Guarino from BNY Pershing. In this episode of Heard at Ops, these top operations leaders discuss: - The evolving capital markets landscape, including dynamic changes from US T+1 - Why they will be watching the UK and Europe on their own paths towards T+1 - Their key priorities as they look ahead - Use of innovative technologies, and more Read the blog here: https://lnkd.in/eCaZErAj #SIFMAOps