Read the Daily Update for March 27, 2025. https://lnkd.in/eRrwiTGT
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Securities Docket is the hub of securities enforcement, hosting the preeminent securities enforcement conferences in the world. Securities Docket launched its annual conference, Securities Enforcement Forum, in Washington, D.C. in 2012, added a West Coast counterpart, Securities Enforcement Forum West, in 2015, and introduced Securities Enforcement Forum Central in 2023. These events bring together hundreds of current and former senior SEC and DOJ officials, leading securities enforcement and white-collar attorneys, and others who attend in person or via livestream. Securities Docket also publishes the “Daily Update from Securities Docket,†the industry’s most targeted and timely newsletter. The Daily Update aggregates the most important news and developments concerning SEC enforcement, securities class actions, white-collar matters and more each day. It is read by thousands of practicing lawyers, in-house counsel, accountants, consultants, regulators, compliance professionals, institutional investors, and executives. Bruce Carton is the founder and editor of Securities Docket and the Daily Update newsletter. Bruce is a former Senior Counsel with the SEC’s Division of Enforcement, as well as a former securities litigation partner with one of the world’s largest law firms. From 2008-2016, Bruce was a featured columnist for Compliance Week on securities enforcement and litigation issues, and the author of Compliance Week’s “Enforcement Action†blog.
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Read the Daily Update for March 26, 2025. https://lnkd.in/eaB2MRtz
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"Insider Trading 360° – Enforcement Trends, Key Cases and Prosecutions" Panelists: David Woodcock, Partner, Gibson Dunn Colleen Keating, Senior Counsel, SEC Jamie Lang, Partner, King & Spalding Jennifer Marietta-Westberg, Vice President, Cornerstone Research Brett Sagel, Chief, Corporate and Securities Fraud Strike Force, USAO Securities Enforcement Forum West 2025. May 15, 2025. Waldorf Astoria Beverly Hills.
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"The First 100+ Days of Trump 2.0: New SEC Leadership, Priorities, and Organization … and What Comes Next" Panelists: Jordan Eth, Partner, Morrison Foerster Michele Wein Layne, Of Counsel, O'Melveny & Myers LLP Justin Sutherland, Director, AlixPartners Alex Wyman, Partner, Latham & Watkins Kate Zoladz, Regional Director, SEC Securities Enforcement Forum West 2025. May 15, 2025. Waldorf Astoria Beverly Hills.
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"The State (and Future) of SEC Crypto Enforcement and Regulation" Panelists: Peter Altman, Partner, Akin Gump Strauss Hauer & Feld LLP Thomas Heck, Partner, KPMG Trace Schmeltz, Partner, Barnes & Thornburg LLP Brent Wilner, Associate Regional Director, SEC Securities Enforcement Forum West 2025. May 15, 2025. Waldorf Astoria Beverly Hills.
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Read the Daily Update for March 25, 2025. https://lnkd.in/ehJBSP5S
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"Minding Your Ks and Qs: The Latest Issues and Developments in Financial Reporting Fraud" Panelists: Jennifer Lee, Partner, Jenner & Block Craig Martin, Partner, Morrison Foerster Juan Migone, Partner, StoneTurn Doug Miller, Regional Trial Counsel, SEC Jose Sanchez, Partner, Foley & Lardner LLP Securities Enforcement Forum West 2025. March 24, 2025. Waldorf Astoria Beverly Hills.
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"Crypto Task Force Roundtable (Mini-West Coast Edition)" Panelists: Nick Morgan, President, Investor Choice Advocates Network John Reed Stark, President John Reed Stark Consulting LLC Teresa Goody Guillén, Partner, BakerHostetler Securities Enforcement Forum West 2025. May 15, 2025. Waldorf Astoria Beverly Hills.
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"Masterclass II: Pre-SEC Litigation -- Testimony, Subpoenas, the Wells Process, Cooperation, and Settlements" Panelists: Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati John Berry, Partner, Munger, Tolles & Olson LLP Tracy Schloss Combs, Partner, Greenberg Traurig, LLP Michael Dicke, Partner, Fenwick & West Gary Leung, Associate Regional Director, SEC Securities Enforcement Forum West 2025. May 15, 2025. Waldorf Astoria Beverly Hills.
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Read the Daily Update for March 24, 2025. https://lnkd.in/eTVAg2Rn