Reminder: Our roundtable on artificial intelligence in the financial industry is today from 9 a.m. to 4:15 p.m. ET. A live webcast will be available on SEC.gov. Agenda: https://lnkd.in/gjcb5FEa
U.S. Securities and Exchange Commission
金融服务
Washington，DC 148,805 位关注者
This account expresses the author's views only and not necessarily those of the Commission or other staff.
关于我们
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: ? Corporation Finance ? Trading and Markets ? Investment Management ? Enforcement ? Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: https://ow.ly/5hB230oHjhr
- 网站
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https://www.sec.gov
U.S. Securities and Exchange Commission的外部链接
- 所属行业
- 金融服务
- 规模
- 1,001-5,000 人
- 总部
- Washington，DC
- 类型
- 政府机构
- 领域
- Financial Services、Federal Government和Compliance
地点
U.S. Securities and Exchange Commission员工
动态
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The #SECSmallBizForum is April 10! Attend this unique event where members of the public and private sectors gather to provide feedback to improve #CapitalFormation policy. Submit your policy recommendations for participants to consider and vote on during the Forum. Learn more about the event, register, and submit your ideas! ??https://lnkd.in/gCKwDs6U
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Join us on March 27 for a roundtable discussion on artificial intelligence in the financial industry. Topics include the risks, benefits, and governance of AI. More details: https://lnkd.in/gjcb5FEa
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The SEC has just opened applications for the fall 2025 legal and business internships! See details, including info session dates + application process ?? https://lnkd.in/gvwmfPQs
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EDGAR filers may begin to enroll in EDGAR Next today! The new EDGAR Filer Management website and dashboard are live and require Login.gov individual account credentials and completion of multifactor authentication. Enrollment is open and available on the dashboard. Filers need a current passphrase and CIK confirmation code (CCC) to enroll. Filers who have not reset their passphrase or CCC since September 2019 should reset the passphrase and the CCC before enrolling. Form ID as amended is effective and available on the dashboard (the prior version of Form ID is discontinued). Starting September 15, 2025, filers must comply with all EDGAR Next requirements in order to file on EDGAR. Learn more: https://lnkd.in/ggqVPxjG
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Register for the #SECSmallBizForum, April 10th in Washington DC! Sessions will feature speakers with in-depth knowledge of the issues facing small businesses across the country. In line with this Forum’s theme of “teamwork,” sessions will include: ? One-on-One: Finding Homefield Advantage Outside Traditional Hubs ?Out of the Blocks: Strategies and Trends in Early-Stage Capital Raising ?One-on-One: Going the Distance from Idea to Execution ?Teaming Up for Success: Game Plans for Growth-Stage Companies and Smaller Funds ? One-on-one: Highlights from a Serial Entrepreneur Championing Innovation ?Small Cap Playbook: Entering and Advancing in the Public Market Arena Learn more: https://lnkd.in/gCKwDs6U
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The SEC's Crypto Task Force will host a series of roundtables to discuss key areas of interest in the regulation of crypto assets. The first roundtable will be on March 21 from 1-5 p.m. See agenda: https://lnkd.in/gcSGRCiX
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Acting Chairman Mark T. Uyeda delivered keynote remarks at ICI’s Investment Management Conference today. https://lnkd.in/gGA5w92t
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Calling all entrepreneurs, investors, advisors, and anyone who is passionate in their support of small businesses! Registration is now open for the 44th annual #SECSmallBizForum, April 10 in Washington DC! ?? Join us for discussions with speakers from across the small business ecosystem, remarks from our commissioners, policy recommendations, networking opportunities, and more! ?? Don’t forget! The Forum provides a unique opportunity for the public to get in the game and suggest and prioritize policy recommendations on capital formation. Please submit your policy recommendations in advance via our submission portal by close of business April 9. Learn more: https://lnkd.in/gCKwDs6U
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EDGAR Filers—Get ready for EDGAR Next! On March 24, 2025, the new EDGAR Filer Management website and dashboard will go live and will require Login.gov individual account credentials and completion of multifactor authentication. ?? Enrollment will open and be available on the dashboard. Filers need a current passphrase and CIK confirmation code (CCC) to enroll. Filers who have not reset their passphrase or CCC since September 2019 should reset the passphrase and the CCC before enrolling. ?? Amended Form ID will be effective and available on the dashboard. ?? Current Form ID will be discontinued. Entities and individuals that need access to file before March 24, 2025 should apply now. Form IDs not granted by March 21, 2025 will be suspended and those applicants will be required to submit amended Form ID on or after March 24, 2025. Starting September 15, 2025, filers must comply with all EDGAR Next requirements in order to file on EDGAR. Learn more about EDGAR Next: https://lnkd.in/ggqVPxjG
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