Sadis & Goldberg LLP

Yesterday’s General Counsel, COO & CCO Roundtable at the Hyatt Regency Greenwich brought together industry leaders for a dynamic discussion on the effects of recent judicial reviews. With insights from Jeff Wechselblatt from Lone Pine Capital LLC, David Fitzgerald, Frank Restagno, and moderator Yehuda Braunstein, attendees engaged in in-depth conversations on the evolving legal, operational, and compliance challenges in investment management. Thank you to everyone who joined us—we look forward to continuing the conversation at our next roundtable!

Frank Restagno is a partner in Sadis & Goldberg’s Litigation Group. He has extensive experience successfully prosecuting and defending claims for breach of fiduciary duty, false advertising, and breach of contract before federal juries and domestic and international arbitral tribunals. Frank manages cases at every stage of litigation, from pre-complaint investigation through appeal, and provides strategic counsel tailored to his clients’ needs. Before joining Sadis & Goldberg, Frank was an associate at Winston & Strawn LLP, where he focused on securities class action defense, M&A and corporate governance litigation, and intellectual property disputes. He earned his J.D. from Fordham University School of Law, where he was Managing Editor of the Fordham Urban Law Journal, and his B.S., magna cum laude, from American University. Frank has been recognized by Best Lawyers: Ones to Watch for Commercial Litigation and Corporate Governance from 2021 through 2024, highlighting his exceptional track record in litigation. Discover more about Frank's impressive legal achievements here: https://lnkd.in/eDQx8kR9

After various legal challenges, the U.S. Department of the Treasury stated that it was suspending enforcement of the CTA, including the beneficial ownership information reporting requirements, for U.S. citizens and domestic reporting companies. Check out the alert below, to learn more.

The 5th Annual FOP Charity Golf Invitational is on Monday June16, 2025 at the Pelham Country Club. Hosted by Paul Marino and Joseph Greco, with Glen Carballo and Dime Community Bank, proceeds from this event will go to local charities.?To register or sponsor this event, please contact Lauren Scott at [email protected] and we will see you on the course.

The Spring 2025 edition of The Earnout Magazine is here, featuring Douglas Song as our featured business leader. The Earnout is designed for investment banking, private equity, and wealth management professionals, and our 4th edition displays perspectives from top leaders including Paul Marino, Drew Brantley, Amana Manori, William Bruce, CA, CFA., Keith R. McCullough, Steve Brady, Nicole Lev Ross, Douglas Hirsch, James Ancone and Roger Kowalski. ?? Read the latest edition here: https://lnkd.in/euZu7Mrk #SadisandGoldberg #InvestmentBanking #WealthManagement #PrivateEquity #FinanceInsights

Don't miss our exclusive General Counsel, Chief Operating Officer, and Chief Compliance Officer Roundtable on Wednesday, March 12th, at the Hyatt Regency in Greenwich, CT. The discussion will be around the effect of recent judicial decisions on the investment regulatory landscape. This is a rare opportunity to connect with peers, exchange insights, and hear directly from industry leaders. Jeffrey Wechselblatt of Lone Pine Capital LLC, along with David Fitzgerald and Sam Lieberman ??? of Sadis & Goldberg LLP, will lead a dynamic discussion, moderated by Yehuda Braunstein of Sadis & Goldberg LLP. This event is exclusively for GCs, COOs, and CCOs. If?you’d?like to attend, please email [email protected] or visit our website below. https://lnkd.in/gBXsV3vF

Yesterday, the SEC issued a staff statement advising that “meme coins” do not constitute securities under the federal securities laws, signaling a further departure from prior crypto enforcement aims.?Check out our article by Douglas Hirsch, Sam Lieberman ???, James Ancone and Frank Restagno below. https://lnkd.in/eW5GdvMP

Do you know the five most common mistakes minority investors make in business divorce disputes? Missteps in valuation, dissolution rights, or understanding agreements can result in significant financial setbacks—yet many investors are unaware of their full range of legal protections. At Sadis & Goldberg, we’ve identified the key errors that minority investors must avoid to safeguard their investments. Backed by decades of success in securing multimillion-dollar verdicts and settlements, our team is here to help you take proactive steps to protect your rights. Don’t let these mistakes cost you. Learn the top five pitfalls and how to avoid them. https://lnkd.in/eDMQFAkW

In a string of stunning reversals, the SEC is apparently dropping its cases against Coinbase and Robinhood Crypto, and is replacing its Crypto Assets Enforcement Unit with a “Cyber and Emerging Technologies Unit.”?These developments signal the current administration’s sharp break away from former SEC Chair Gary Gensler’s aggressive pursuit of crypto enforcement actions that stretched the limits of the SEC’s legal authority.?Check out our article by Douglas Hirsch, Sam Lieberman ??? , Frank Restagno, James Ancone, and Scott Ferrier below. https://lnkd.in/d76D8P9R

Join us tomorrow at 8:30 AM for our Virtual Business Breakfast on February 25th. Hosted by Paul Marino, Head of our Corporate Practice, alongside James Murchie of Energy Income Partners, LLC (EIP), this session will focus on energy. It’s an excellent opportunity to engage with industry leaders, share insights, and explore new perspectives in a collaborative, welcoming environment. Don’t miss out - RSVP here: https://lnkd.in/gs7dhC3X