Staying compliant with FINRA and SEC regulations has never been more complex. Wealth management firms must navigate a constantly evolving regulatory landscape and conquer both regulatory compliance and cyber compliance. The challenge? Manual processes are time-consuming, error-prone, and costly. Join us for a 30-minute live demo webinar, where we’ll show you how our AI-powered compliance automation platform can transform your compliance management. In this session, CEO Sid Yenamandra will walk you through our Fusion1 platform which lowers risk and cost.
What You’ll Learn:
?? The value of real-time Regulatory Intelligence and compliance tracking
?? Automated compliance workflows for audits, attestations, code of ethics and vendor management
?? End-to-end cybersecurity compliance – learn how to manage vendor due diligence, ADV-C requirements, and breach notifications seamlessly.
?? How data and workflows connect
?? Significant time and cost savings
This is more than a demo—it’s an opportunity to see compliance transformation in action. Whether you’re a compliance officer, risk manager, or financial services executive, you’ll gain practical insights into how our AI-driven compliance automation platform, Fusion1, can keep your firm compliant, secure, and ahead of regulatory shifts. We hope you can join us for this educational event.
Date: March 27, 2025
Time: 11-11:30am PT / 2-2:30pm ET
Where: Online
#RegulatoryCompliance #ComplianceManagement #RegTech #WealthManagement
