The PCAOB has published an auditor resource on Form AP, a required form that helps investors and others know who has worked on audits. https://lnkd.in/eQkhkkFn
Public Company Accounting Oversight Board (PCAOB)
金融服务
Washington，DC 74,553 位关注者
The PCAOB oversees the audits of public companies and SEC-registered brokers and dealers.
关于我们
The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public companies in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports. The PCAOB also oversees the audits of brokers and dealers registered with the Securities and Exchange Commission (SEC), including compliance reports filed pursuant to federal securities laws. The PCAOB has four primary duties: - Register public accounting firms that prepare audit reports for issuers, and SEC-registered brokers and dealers. - Establish or adopt auditing and related attestation, quality control, ethics, and independence standards. - Inspect registered public accounting firms' audits and quality control systems. - Investigate and discipline registered public accounting firms and their associated persons for violations of specified laws, rules, or professional standards. In support of our mission, we also conduct economic research and risk analysis, engage with our stakeholders and other domestic and international regulators, and manage a talented workforce and the technology and resources we need to perform our duties. The SEC has oversight authority over the PCAOB, including the approval of the Board's rules, standards, and budget.
- 网站
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https://www.pcaobus.org
Public Company Accounting Oversight Board (PCAOB)的外部链接
- 所属行业
- 金融服务
- 规模
- 501-1,000 人
- 总部
- Washington，DC
- 类型
- 非营利机构
- 创立
- 2003
地点
Public Company Accounting Oversight Board (PCAOB)员工
动态
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The PCAOB posts six new inspection reports and five expanded reports. https://lnkd.in/ewS2BZgk
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The PCAOB has sanctioned an engagement partner for multiple audit failures and a violation of independence requirements. https://lnkd.in/ezskY5t5
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The PCAOB has sanctioned PwC Singapore for violations of PCAOB rules and quality control standards. https://lnkd.in/eMEQfDc7
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The PCAOB announced settled disciplinary orders sanctioning nine firms from KPMG’s global network for violations of PCAOB rules and standards, including quality control standards.?https://lnkd.in/eWFuwhtm
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The PCAOB partnered with The Accounting Review?(TAR) for?the 2025 Conference on Auditing and Capital Markets: https://lnkd.in/gXngAQTp. The deadline for submitting a paper to the conference is May 16, 2025. Several TAR editors will attend the conference and will invite those authors whose projects appear particularly promising to submit that research to TAR for review and consideration for publication.
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Are you an auditor who audits in the small business environment or broker-dealers in the Miami or South Florida area? The PCAOB is hosting an in-person forum (https://lnkd.in/exp_grgQ) on March 18, 2025, that might interest you. Learn more and register.
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In addition to a Q&A session with Board Member Christina Ho, the PCAOB’s March 18th forum in Miami will feature presentations by PCAOB, SEC, and FINRA staff. Register today! https://lnkd.in/exp_grgQ
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Board Member?George Botic?visited accounting programs at universities around the country in January and February. ? During his visits, Mr. Botic had the pleasure of meeting with 2024 PCAOB scholars?Chase Vander Ploeg?of the?SMU Cox School of Business,?Lacy Zolton?of the?Texas Christian University - M.J. Neeley School of Business,?Yigit Erdogan?of?North Carolina State University, and?Brianna Alvarez?and?Morghan Copeland?of the?University of Florida - Warrington College of Business, as well as university?professor W.?Robert Knechel, PhD?of the University of Florida's Fisher School of Accounting.?
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On April 3, 2025, PCAOB Chair Erica Y. Williams will host a forum in Chicago for auditors of small businesses and auditors of broker-dealers. Learn more and register for this in-person event, which will also be livestreamed: https://lnkd.in/gJszEEGZ
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