Optima Partners Weekly Newsletter March 11, 2025
关于我们
Optima Partners is a leading global consultancy specializing in compliance regulation, ESG, and cybersecurity. With offices strategically located in New York, Chicago, San Francisco, Los Angeles, Miami, London, Dubai, Abu Dhabi, Hong Kong, and Singapore, we provide advisory services to hedge funds, private equity firms, broker/dealers, investment banks and alternative investment firms across the world. What sets us apart is our ability to deliver global expertise with a local touch. Our team includes industry veterans, ex-regulators, and former lawyers with deep knowledge of the regulatory landscape. As active members of key industry groups, we stay ahead of trends and changes. From startups to global investment firms, Optima Partners is your trusted advisor for navigating compliance, ESG and cybersecurity.
- 网站
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https://optima-partners.com/
Optima Partners 的外部链接
- 所属行业
- 金融服务
- 规模
- 51-200 人
- 总部
- New York
- 类型
- 合营企业
- 创立
- 2014
- 领域
- Compliance Advisory、ESG和Cybersecurity
地点
Optima Partners 员工
动态
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Optima Partners invites you to an exclusive CFTC/NFA Webinar! Join us on Wednesday, February 26th, 2025, at 10 AM ET as Optima Partners’ Anthony Visone and Jan-Paul Bruynes from Akin Gump Strauss Hauer & Feld LLP share key insights into CFTC/NFA regulatory matters and best practices for compliance. Discussion Topics: ? Recent CFTC/NFA Rule Updates o NFA Member Questionnaire o CFTC Rule 4.7 Amendments ? Key Takeaways from NFA Exams: Triggers, Structure & Volume ? Emerging Focus Areas & Trends ? Common Deficiencies & Best Practices ? Recent Enforcement Actions https://lnkd.in/eSjAEgM3
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Join Optima Partners’ Adam Reback and Agio CEO Bart McDonough for a live, interactive webinar on February 13th as they explore the impact of AI in the private funds space. Register now: https://lnkd.in/eAbD8b6S
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Excited to share that Adam Reback will be in Miami from January 27-31 for Alts Week! Looking forward to connecting with industry peers, exploring new opportunities, and diving into engaging conversations around alternative investments. If you’re attending and would like to connect, feel free to reach out!
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On February 5th in #Dubai at the #DIFC Tom Hardin 'Tipper X' will share his story and tackle insider trading and best practices with Optima's Head of #UAE, Nick Walling, Vanessa Abernethy, Muneer Khan, and Nina Fischer. If you’re in legal or compliance in the investment world, don’t miss this. Dubai’s DIFC, with $500B+ in wealth and asset under management, is the perfect setting for this conversation. Registration link is below, see you there! https://lnkd.in/gUqVu_PG
Interested in joining our exclusive event on 5th February hosting Tom Hardin aka “Tipper X”, who will present his personal story and participate on a panel of notable speakers, exploring the themes around insider trading and related best practice? Who is Tom Hardin? Known as “Tipper X”, Tom Hardin is most notably recognised for his pivotal role as an informant in the largest hedge fund insider trading investigation in United States history. His cooperation with the FBI led to over 80 successful prosecutions, earning him a unique place in financial regulatory history. His experiences have since transformed him into a leading advocate for ethical conduct and reform in the financial industry. Submit your details today for an event which promises to be both insightful and engaging, and offers the opportunity to network with like-minded individuals: https://lnkd.in/dVV6uJ_b! Full logistics will follow via email after registration. #insidertrading #hedgefunds Muneer Khan Tom Hardin Hap Oakley Nick Walling Vanessa Abernethy Nina Fischer
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