Maxim Group LLC

We’re proud to share our 2024 Year in Review.?A diverse range of high-impact transactions defined the year for our firm, leading with a management transition at Maxim and culminating in a record December. Through internal promotions, Maxim accomplished a successful transition of its executive leadership, establishing a new era of growth. We remain independent and 100% employee-owned. We are committed to providing our clients with the highest level of service and support. Our new leadership team and employees are eager to build? on our 2024 success and look forward to carrying this momentum into 2025. Clifford A. Teller, Larry Glassberg, RITESH VEERA

Aethlon Medical, Inc. (AEMD) announces pricing of $2.3M Warrant Solicitation. Maxim Group LLC is acting as the Exclusive Financial Advisor for the offering. RITESH VEERA, Mario Leite, Robert Solomon, Stephen Polsinelli

Last week, we took a break from the office and had an incredible Game Night at T-Squared Social! From darts and a golf simulator to poker, basketball, shuffleboard, and more, there was no shortage of competition and fun. ? It was a great opportunity to unwind, connect, and enjoy some friendly rivalry with our peers. Teamwork extends beyond the office—and we appreciate every opportunity to strengthen those bonds.

Please email: [email protected] To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research Actinium Pharmaceuticals, Inc. (ATNM) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch Worksport Ltd. (WKSP) covered by Tate Sullivan, CFA Acurx Pharmaceuticals, Inc. (Nasdaq: ACXP) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch Gain Therapeutics, Inc. (GANX) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch United Maritime Corporation (USEA) covered by Tate Sullivan, CFA Femasys Inc. (FEMY) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch Natural Gas Services Group, Inc. (NGS) Tate Sullivan, CFA Visit https://buff.ly/JQwvvJC for important disclosures.

Please email: [email protected] To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research Heritage Global Inc. (HGBL) covered by Michael Diana Emerald Holding, Inc. (EEX) covered by Allen Klee, CFA, Derek Greenberg, CFA Cheetah Net Supply Chain Service Inc. (CING) covered by Tate Sullivan, CFA Chesapeake Utilities Corporation (CPK) covered by Tate Sullivan, CFA Visit https://buff.ly/JQwvvJC for important disclosures.

Dogwood Therapeutics, Inc. Announces Pricing of $4.8 Million Registered Direct Offering of Common Stock Priced At-The-Market Under Nasdaq Rules. Maxim Group LLC is acting as sole placement agent in connection with the offering. Read the full press release: https://lnkd.in/edqwPnMZ Eric Cheng, Robert Solomon, Stephen Polsinelli

Please email: [email protected] To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research Dogwood Therapeutics, Inc. (DWTX) covered by Jason McCarthy, Ph.D., Michael Okunewitch Assertio Holdings, Inc. (ASRT) covered by Naz Rahman, CFA,?Jason McCarthy, Ph.D. Zevra Therapeutics, Inc. (ZVRA) covered by Jason McCarthy, Ph.D., Michael Okunewitch ABM Industries Incorporated (ABM) covered by Tate Sullivan, CFA Vivid Seats Inc. (SEAT) covered by Tom Forte, CFA ZEDGE, Inc. (ZDGE) covered by Allen Klee, CFA,?Derek Greenberg, CFA Visit https://buff.ly/JQwvvJC for important disclosures.

Please email: [email protected] To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research Actinium Pharmaceuticals, Inc. (ATNM) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch Mobile Infrastructure Corporation (BEEP) covered by Michael Diana Lineage Cell Therapeutics, Inc. (LCTX) covered by Michael Okunewitch,?Jason McCarthy, Ph.D. Achieve Life Sciences, Inc. (ACHV) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch Fennec Pharmaceuticals Inc. (FENC) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch Visit https://buff.ly/JQwvvJC for important disclosures.

Maxim Group’s?Healthcare Investment Banking Team will be at the?Home Health Care News Capital + Strategy Conference?in Orlando, FL to meet with industry leaders and discuss M&A and capital raising activity across the home care, home health and hospice sectors. ? Douglas Wicklund, Jr.

Please email: [email protected] To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research Star Equity Holdings, Inc. (STRR) covered by Tate Sullivan, CFA Daxor Corporation (DXR) covered by Anthony Vendetti Ellington Financial, LLC (EFC) covered by Michael Diana Horizon Technology Finance Corporation (HRZN) covered by Michael Diana VerifyMe, Inc. (VRME) covered by Jack Vander Aarde United Maritime Corporation (USEA) covered by Tate Sullivan, CFA Oncolytics Biotech Inc. (ONCY) covered by Jason McCarthy, Ph.D.,?Michael Okunewitch ZOOZ Power Ltd. (ZOOZ) covered by Tate Sullivan, CFA Visit https://buff.ly/JQwvvJC for important disclosures.