The SEC just released their 2025 Examination Priorities. As technology continues to advance, firms must be one step ahead when it comes to identifying and mitigating risk. ComplianceEdge is committed to helping your firm stay procted. Here are a few areas we recommend you focus on...
关于我们
InvestEdge's ComplianceEdge is a revolutionary Trade Supervision & Account Monitoring platform that enables Broker Dealers, RIAs and Bank Trust companies to provide their customers with the highest levels of stewardship, while exceeding the ever-evolving regulatory guidelines. We create the highest standard of outcomes for our customers' compliance and risk groups. We believe that the compliance officer of the future should play a pivotal role in how financial firms are built, grown, and run. That’s why we empower them with the technology and knowledge to transform the firms they serve. The ComplianceEdge investment management compliance solution supports surveillance, monitoring, and reviews for brokerage, advisory, and fiduciary accounts. Built on a portfolio management platform ComplianceEdge minimizes investment firms regulatory risk when working with the OCC, FDIC, FINRA, and SEC Regulators.
- 网站
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www.compliance-edge.com
InvestEdge, Inc.的外部链接
- 所属行业
- 金融服务
- 规模
- 11-50 人
- 总部
- Canonsburg，Pennsylvania
- 类型
- 私人持股
- 创立
- 2000
- 领域
- Compliance、Performance、fintech、investment technology、financial services、fiduciary monitoring、Regtech、RegBI和Trade Supervision and Account Monitoring
地点
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主要
获取路线
2400 Ansys Dr
Suite 102
US，Pennsylvania，Canonsburg，15317
InvestEdge, Inc.员工
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Vince Napoli
Data Architect | Data Engineer
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Eric Walgreen
Product/Program/Relationship Management | Financial Services - Brokerage, Capital Markets, Management & Research | Technology - Product Development
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Jeffrey Cowley
President at InvestEdge, Inc.
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Bonnie Stoczko
Database Architect / Developer / Manager | Technical Business Analyst
动态
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It was great to participate at this year's iNSITE24 Tech Takeover! If you weren't able to join our live session or are interested in learning more about ComplianceEdge, visit us at compliance-edge.com. #realinsite
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We're looking forward to great content, great networking, and a?great time at @BNY Mellon | Pershing’s #realinsite. Join us next week for this next-level event!
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Join us at the 2024 FINRA conference next week where our team will be on-site providing solutions for managing brokerage, advisory, and fiduciary assets. #regbi #wealthtech #compliancemonitoring #tradesupervision
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https://lnkd.in/gC4hmxXQ Join us this week at the RegEd Annual Conference to hear our very own Eileen Morris speak on the panel for “Tech-Enabling Supervision Best Practices”. The panel will discuss: *Reg BI challenges *How to use technology for risk mitigation? *Trade surveillance for Complex Product *Rep Supervision Hope to see you there! #compliance #supervision #regbi #sec #finra
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We're getting ready for #SIFMACL in Orlando! If you are attending the conference be sure to stop by our booth #400 to hear about all the exciting things we have going on with our ComplianceEdge solution. #tradesupervision #accountmonitoring #compliancemanagement #RegBI #fintech #wealthmanagement
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Cheers to a new year filled with love, peace, happiness, good health, and prosperity! #HappyNewYear2024
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As we wrap up 2023, we want to take a moment to express our sincerest gratitude and appreciation to all our friends and business partners. ? Here's to wishing you and your families peace, light and love this season and throughout the New Year. We look forward to sharing?exciting news?about InvestEdge in 2024! Cheers, The InvestEdge Team
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