Greenboard

Greenboard customers are the most happy of all compliance software users in our industry. Why? In just 2 years we've built the most advanced and user friendly SEC & FINRA compliance software on the market. And we're just getting started: we have big plans for continued improvements in 2025 beyond.

One question we get from prospective customers frequently is "What sets you apart from other solutions in the space?" Ultimately, we've found that the best way to answer this comes down to: 1) Current product capabilities 2) Roadmap and vision 3) Team quality and execution track record Our team is proud of our innovation to date, and we continue to be motivated by helping our customers. Seeing competitors imitate our product is a sign that we're moving the industry forward. Our job is to continue moving the space ahead faster than anyone else can.

Now that Thanksgiving has come and passed, Greenboard is gearing up for the holidays. Outside of giving our employees a few extra days off in December for powering through our annual milestones, we have gotten an early start on our nice and naughty list! ???? ? Nice list: We’re thankful to have been featured in Bob Veres most recent Inside Information publication. “SEC, DOL and FINRA have a lot of new regulatory initiatives in the works…Greenboard is an encouraging example of a firm that is on our side and it seems to be just getting started” ?? Naughty list: COMPLY published misleading claims about us on their website - hard to blame them for the negativity given comparisons we've heard between their product and coal ???? No need to lose cheer, our CEO Dave spells out why Greenboard's innovative technology is causing incumbents to panic and debunks COMPLY's misleading ad line by line in our most recent blog post: https://lnkd.in/gngj38y7

Important reminder from our friends (and partners) at True West. Get 'em funded!

Updating the Lowe Group directory of investing podcasts really is a labor of love. I’m amazed all over again by just how much information is being shared—and, as usual, at no charge! In addition to vetting new titles, as part of our overall maintenance of the guide, we take another spin through every one of the listings, checking links, etc. Also amazing: just a handful of shows have ceased production since our last update—speaks both to the demand and to the quality. About the podcasts created for the investment community in particular, there’s a lot of oral history in these shows. Special shout-out to the Greenboard interview with Michael Kitces about the early days of financial planning and to the account by Zack Miller (hey, Zack!) of Robinhood and the /wallstreetbets subreddit. Podcast content is indexed by search but could be better integrated. I'd hate to see historians miss out on the richness of these conversations. Enjoy the latest ??? shows! https://lnkd.in/gBiRj5Pi

This week, I had the privilege of attending the National Society of Compliance Professionals conference in Dallas! It was inspiring to connect with some of the brightest minds in the industry and exchange insights on the latest trends and challenges in financial compliance. I’m grateful for the opportunity to represent Greenboard and for the engaging conversations that brought new perspectives. Looking forward to next year in Orlando! #fintech #nscp #compliance

Congratulations to Bob Veres on receiving the Tamar Frankel prize, a.k.a. the RIA Nobel. He is well known for the work he does to support independent financial advisors, his firm adherence to the fiduciary standard, and his refreshing candor. When we recently had him on as a guest for Greenboard's "The Trust Podcast" he discussed how increasingly onerous regulation creates an unreasonable burden on independent advisors, and that the result is a need for CCOs to default to "no" when asked for exceptions. This shouldn't be the case - as Bob states, "we are all exceptions, every single one of us". Find the full episode here: https://lnkd.in/djuwFMcD #compliance #regtech #CCO

Today the CFPB finalized the Personal Financial Data Rights Rule in a huge win for consumers. It's also a major win for compliance teams: connecting to employee brokerage accounts for supervision is becoming 10x easier due to API based access. Even better - the CFBP has finalized privacy rules to ensure that this data can only be used for the intended purpose. Greenboard leverages open banking infrastructure **today** for personal trading compliance - and has the broadest connectivity options on the market. If you work in SEC/FINRA compliance and spend time manually setting up broker feeds, consider the CFPB's advice: "fire fintechs and banks that provide lousy service." https://lnkd.in/g5F_cRJd

Had a great time sitting down with Bob Veres for Ep. 2 of The Trust Podcast. A ton to take away, but this clip stood out. Especially at "small" firms the CCO role can be thankless. Tech is here to help! You can watch the full podcast here: https://lnkd.in/gsjwayWj

Excited to share Greenboard's first article on AI's growing role in financial compliance. The article delves into: (1) The journey from gaming GPUs to AI powerhouses (2) How modern AI and large language models actually work (3) Practical ways AI is already enhancing compliance Next week, we'll explore AI-powered communication screening - a game-changer for many of our clients. You can find the article here: https://lnkd.in/enzR2HNM Feel free to reach out directly with any thoughts, comments, or questions! #TheComplianceEdge #AI #FinancialCompliance #RegTech