Greenboard

Updating the Lowe Group directory of investing podcasts really is a labor of love. I’m amazed all over again by just how much information is being shared—and, as usual, at no charge! In addition to vetting new titles, as part of our overall maintenance of the guide, we take another spin through every one of the listings, checking links, etc. Also amazing: just a handful of shows have ceased production since our last update—speaks both to the demand and to the quality. About the podcasts created for the investment community in particular, there’s a lot of oral history in these shows. Special shout-out to the Greenboard interview with Michael Kitces about the early days of financial planning and to the account by Zack Miller (hey, Zack!) of Robinhood and the /wallstreetbets subreddit. Podcast content is indexed by search but could be better integrated. I'd hate to see historians miss out on the richness of these conversations. Enjoy the latest ??? shows! https://lnkd.in/gBiRj5Pi

This week, I had the privilege of attending the National Society of Compliance Professionals conference in Dallas! It was inspiring to connect with some of the brightest minds in the industry and exchange insights on the latest trends and challenges in financial compliance. I’m grateful for the opportunity to represent Greenboard and for the engaging conversations that brought new perspectives. Looking forward to next year in Orlando! #fintech #nscp #compliance

Congratulations to Bob Veres on receiving the Tamar Frankel prize, a.k.a. the RIA Nobel. He is well known for the work he does to support independent financial advisors, his firm adherence to the fiduciary standard, and his refreshing candor. When we recently had him on as a guest for Greenboard's "The Trust Podcast" he discussed how increasingly onerous regulation creates an unreasonable burden on independent advisors, and that the result is a need for CCOs to default to "no" when asked for exceptions. This shouldn't be the case - as Bob states, "we are all exceptions, every single one of us". Find the full episode here: https://lnkd.in/djuwFMcD #compliance #regtech #CCO

Today the CFPB finalized the Personal Financial Data Rights Rule in a huge win for consumers. It's also a major win for compliance teams: connecting to employee brokerage accounts for supervision is becoming 10x easier due to API based access. Even better - the CFBP has finalized privacy rules to ensure that this data can only be used for the intended purpose. Greenboard leverages open banking infrastructure **today** for personal trading compliance - and has the broadest connectivity options on the market. If you work in SEC/FINRA compliance and spend time manually setting up broker feeds, consider the CFPB's advice: "fire fintechs and banks that provide lousy service." https://lnkd.in/g5F_cRJd

Had a great time sitting down with Bob Veres for Ep. 2 of The Trust Podcast. A ton to take away, but this clip stood out. Especially at "small" firms the CCO role can be thankless. Tech is here to help! You can watch the full podcast here: https://lnkd.in/gsjwayWj

Excited to share Greenboard's first article on AI's growing role in financial compliance. The article delves into: (1) The journey from gaming GPUs to AI powerhouses (2) How modern AI and large language models actually work (3) Practical ways AI is already enhancing compliance Next week, we'll explore AI-powered communication screening - a game-changer for many of our clients. You can find the article here: https://lnkd.in/enzR2HNM Feel free to reach out directly with any thoughts, comments, or questions! #TheComplianceEdge #AI #FinancialCompliance #RegTech

Advisors are deeply relationship-driven, often sticking with the technology they know and trust for years. Change tends to come only after trusted peers validate new tools. However, those looking to outpace the competition are often early adopters, conducting their own research and embracing innovative solutions. At Greenboard, we’re leading the charge in AI technology, empowering advisors to streamline compliance processes while enhancing the depth of their reviews. Our mission is to make compliance more efficient and robust through AI-powered solutions for marketing reviews, email reviews, vendor due diligence, policy testing, trade testing, and more. Are you ready to see how AI can revolutionize your compliance workflow? Send me a message. #AI #Compliance #Fintech #Innovation #Greenboard #AICompliance

More insights from our recent podcast with Michael Kitces! ????? At Greenboard, we see AI as a powerful tool for finance professionals, but we recognize there are situations where full automation doesn't make sense. As Michael aptly puts it: "Ironically, I think there are a lot of technology companies out there trying to completely automate away things that I don't actually want to automate away...the warmth and the trust relationship comes from me." This resonates deeply with our approach. We believe in empowering professionals, not replacing them. By providing next-generation tools, we can unlock what Michael calls a "huge, immense, game-changing level of productivity increase" by expediting tasks instead of fully automating them. Our mission is to empower financial professionals by: ? Cutting down time-consuming tasks (e.g., marketing & communications reviews, vendor due diligence) ? Freeing up valuable time for client relationships and strategic thinking ? Enhancing compliance processes without losing the human touch CCOs - want to see how Greenboard can modernize your compliance workflow? Send me a message. Let's explore how we can help you focus on what truly matters - your clients and your business. #FinancialCompliance #AIinFinance #ProductivityTools #ComplianceTech

One thing we learned during Y Combinator is that to win, a startup needs to work as closely as possible with its customers. That's a big part of why we took the unconventional path of basing our team in New York. YC's thesis that the bay area adds alpha to a startup's odds of success is spot on. But like all generalized advice, there can be narrow reasons to diverge from the typically wise path. New York is the financial capital of the world. Our thesis at Greenboard is that being as close to our customers as possible will drive even more alpha.

We are excited to welcome Derick Edwards and George Paragioudakis to the team! ?? Great to be able to bring on more hands ?? as we grow our customer list and impact quickly.