FilePoint

Last month, FilePoint successfully completed Tailored Shareholder Report filing tests with the SEC. Using TSRTrax, we automate the process, from intake to automated iXBRL tagging to delivery. Watch this video to see how TSRTrax can help simplify these reporting requirements. Learn more here: https://lnkd.in/gwP6YWfz

Thanks to the Expect Miracles Foundation - Financial Services Against Cancer for hosting an amazing gala in Manhattan last week. Hollyn Harris and I had a great time connecting with industry peers and supporting such a great cause. FilePoint #iExpectMiracles #cancerisntfree

On January 8, the SEC’s Division of Investment Management issued new FAQs on the Investment Company Names Rule, which was amended in 2023. These amendments aim to increase shareholder protection by increasing the scope of funds required to adopt a policy to invest at least 80% of its assets based on the investment approach suggested by the fund name, as well as notice and recordkeeping requirements related to these policies. Click the link below to read the full post. https://hubs.la/Q034ntjx0

There was some stiff competition in this year's ViewPoint Partners Ugly Sweater Contest! Big shoutout to this year's winners, Alex Glackin, Brener Utt, Charlie Johnson, and Manning Peeler!

On November 8, 2024, the SEC’s Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) published key takeaways based on their review and monitoring of Tailored Shareholder Report implementation. The staff has identified several recurring issues in this report. https://hubs.la/Q02-y4y40

If you were involved in the latest round of Form N-PX filings, then you may have learned a thing or two about what goes into this updated process. We certainly did. While it’s still fresh on the mind, here are three key takeaways that firms may find useful for next year. Click the link below to see our main takeaways. https://hubs.la/Q02X06BW0

On October 22, 2024, the SEC announced the peak filing volume dates for the 2025 calendar year. These dates are when the SEC expects to receive the highest volume of EDGAR filings. Click the link below to view the 2025 dates. https://hubs.la/Q02VtsHX0

FilePoint had a great time at the Ultimus Fund Solutions 2024 Client Summit last week! The Summit featured a lineup of fantastic speakers discussing some of the fund industry's most relevant issues, from cybersecurity to registered alternative funds. FilePoint Founder Frank Watson spoke on a panel discussing Artificial Intelligence and unique considerations for the financial industry.?

Thank you, Investment Company Institute (and Jason Nagler), for hosting another wonderful Tax & Accounting Conference! As always, it was a great event with thought-provoking presentations and conversations. It was an honor to speak on behalf of FilePoint regarding the evolving fund admin operating model and where strategic outsourcing can help. #icitac #strategicpartnership

A big thank you to 321 Coffee for fueling our morning here at ViewPoint Partners today. We appreciate you coming by and making our day brighter!