Bates Group Compliance

?? The Countdown is On - 3 days away! ?????????? ?????????? ???? ?? ?????????? ?????????????? ???? ?????? ???????? ?????????? ??&?? ???????????? ?????????????? ???? ????????????, ??????????. Are you attending? ??????’?? ???????????????? ?? ???????? ???? ???????? - ??????????????, ???????????? ???? ???????? ???? ?????????? #????????????? ?????? ??????????! The Bates Group team looks forward to insightful discussions on compliance, litigation, and regulatory trends and the opportunity to connect with you. Leave a comment below or connect with any of our team members directly. We look forward to seeing you there! ???????? & ?????????????? ???????? ?????? ?????????? ?????????? ????????: Brandi Reynolds, CAMS-Audit, CCAS - Chief Growth Officer & Sr. Managing Director, Fintech & Banking Compliance Ira Hammerman - Managing Director Jennifer Stout - Bates Group - Vice Chair, Sr. Executive Advisor Rhonda Davis - Sr. Managing Director, BD-RIA Compliance David Birnbaum - Managing Director Henry "Hank" Sanchez, Esq.- Managing Director Jennifer Cunningham - Managing Director Joseph Thomas - Managing Director Alex Russell - Sr. Managing Director, Litigation and Regulatory

Join Bates Group Director Jason Fitch at the 2025 DC Blockchain Summit – March 26 in Washington, D.C. The DC Blockchain Summit is where the top minds in blockchain and digital assets meet with key policymakers and regulators to discuss the future of our industry. Connect with Jason to explore how Bates Group supports blockchain and digital asset businesses with: ?? Expert consulting services ?? Registrations and licensing ?? Compliance solutions ?? Audits and reviews ?? Custom training ?? Let’s talk at #DCBlockchainSummit! Contact Jason to book an appointment during or after the summit. [https://hubs.li/Q03czTxp0] #Blockchain #DigitalAssets #Compliance #DCBlockchainSummit #Crypto

??????????????????????: ?? ?????????????????? ???? ?? ?????????????? ????????????? A few weeks ago in NYC at Mastercard Global Fintech Week, Brandi Reynolds, CAMS-Audit, CCAS took the stage as a panelist for the session: "???????????????????? ??????????????????: ?????? ???? ???????? ?????? ??????????????????????????." During the discussion, Brandi shared how regulatory compliance isn’t just about meeting requirements - it’s a strategic advantage in today's Fintech ecosystem. Brandi’s insights sparked valuable discussions on how financial institutions can leverage compliance for growth rather than viewing it as a limitation. Key Takeaways from the Discussion: ?? How to navigate regulatory shifts with confidence ?? Identifying opportunities within compliance frameworks ?? Best practices for fintechs to stay ahead ?????????? ?????? ???????? ???????????????????? ????????: https://lnkd.in/eBiZGFhN #MasterCard #BatesGroup #Fintech #Compliance

?????????????? & ?????????????????? ???????????????? ??????????????????????????: ?????? ?????? ?????????? ?????? ????????’?? ????????????? ???????? ??????????????: ?????????????? & ???????????????? ?????????????????????? ???? ?????? ?????? ?????????? ???????????????????????????? ?? ????????????????, ?????????? ???? | ???? ???? ???? Don't miss the discussion! ??????????????????: ???????? ?????? ???????????? ???????????????? ?????? > https://lnkd.in/e3JgHnw5 Join top industry experts from ?????????? ??????????, ????????, ??????????????, ?????? ???????????????? ?????????? for an insightful ???????? session where they'll break down: ?? The real impact of new financial regulations—what’s changing and why it matters ??How fintech companies, MSBs, and money transmitters can stay compliant ??The growing influence of consumer sentiment on financial policies ??Major legislative updates: CFPB authority, Dodd-Frank shifts, and beyond ??The evolving regulatory approach to cryptocurrency, stablecoins, and digital assets ??Best practices for mitigating risk and ensuring compliance in uncertain times Can’t make it? Register anyway, and we’ll send you the recording. #BatesGroup #Webinar #FinancialServices #CLE #RiskManagement

?????????????????? ????????, ???????????????????? ????????????????, ?????? ??????????, ?????? ????????????-???????????? ???????????????????? ????????????????! Is your compliance program as strong as you think? Are you confident that your policies and procedures are adequately and effectively implemented? Are you comfortable with your written report documenting your annual review? Our consultants have a meticulous process for assessing the adequacy of your policies and the best way to implement them, including identifying gaps or deficiencies in meeting regulatory requirements or expectations. Key Benefits: ? Experienced consultants with expertise in implementing and maintaining compliance programs ? Thorough review of written compliance policies and procedures ? Assessment of policy implementation and effectiveness ? Comparison with current advisory business practices and activities ? Review of regulatory changes to ensure policies remain up to date ? One-on-one discussions to explain key findings and corrective actions ? A detailed written report summarizing observations and customized recommendations ? Ongoing support to maintain and enhance compliance program effectiveness Let our consultants examine and strengthen your policies. ?????????????? ???????? ?????????? ???? ???????????? ???????? ???????? ?????????????????????? ???????????????? ???????? ???????? ??????(??)-??. You can find out more information here: https://hubs.li/Q03bXzv00

???? ???????????? ???? ????????????: ????????-?????????????? ???? ????????? The rise of AI agents is reshaping the crypto landscape, with AI-powered tokens now worth $15B. Leading projects like ai16z ($1.6B) and Virtuals ($5B) fuel this momentum, promising autonomous decision-making, smarter dApps, and self-governing DAOs. But is this real innovation or just another market-driven hype cycle? While AI agents could optimize blockchain operations and redefine decentralized governance, challenges like security risks, regulation, and sustainability remain. Will AI agents become a cornerstone of Web3, or is this another passing trend? Read the full article: https://lnkd.in/eVsBcUsV #BatesGroup #AI #AIAgents #FinancialServices

???????? ?????? ????????????! Fintech & Compliance Regulations Under the New Administration ?? Thursday, March 20 | 12 PM ET | Live Session ?? Can’t make it live? Register anyway, and we’ll send you the recording. A new administration brings shifting regulatory priorities, evolving enforcement strategies, and compliance challenges. Staying informed is essential for fintech leaders, compliance officers, financial professionals, and legal experts. Join industry experts from Bates Group, Money Services Business Association - MSBA, Akerman LLP, and McCarthy Hatch for an insightful live session where they’ll cover: ?? How the new administration’s policies are reshaping financial regulations ?? Key considerations for fintech companies, MSBs, and money transmitters ?? The impact of consumer sentiment on financial policy shifts ?? Critical regulatory updates, including CFPB reforms and Dodd-Frank changes ?? Developments in cryptocurrency, stablecoins, and the digital asset space ?? Proven strategies for managing risk, compliance, and legal challenges in uncertain times ?? Secure your spot now: https://lnkd.in/e3JgHnw5 Check out our panelists from L-R: Brandi Reynolds, CAMS-Audit, CCAS Kathryn Tomasofsky Eric Goldberg Jim McCarthy

???????? ??????????????: ?????? ???????????????????? ?????????????????? ?????? ?????????????? ?????? ?????????????????? ???????????????? ???? ???????????????? - ?????? ?????? ????????????????? New regulatory priorities, enforcement strategies, and compliance challenges come with a new administration. Understanding these changes is crucial for fintech leaders, compliance officers, financial service professionals, and legal experts. Join industry experts from ?????????? ??????????, ????????, ??????????????, ?????? ???????????????? ?????????? for an insightful live session where they will break down: ? The potential impact of the new administration on financial regulations ? What fintech companies, MSBs, and money transmitters need to know ? How consumer sentiment is influencing financial policies ? Key legislative updates, including shifts in CFPB authority and Dodd-Frank regulations ? The evolving landscape for cryptocurrency, stablecoins, and digital assets ? Best practices for managing risk, compliance, and legal considerations in an uncertain climate ?? Thursday, March 20 | 12 PM ET | Live Session There will be plenty of time for Q&A - bring your questions! ???????????????? ?????? > https://lnkd.in/e3JgHnw5 Can’t make it? Register anyway, and we’ll send you the recording. Our panelists, from L-R in the image, are: Brandi Reynolds, CAMS-Audit, CCAS Kathryn Tomasofsky Eric Goldberg Jim McCarthy #Fintech #Regulations #Compliance #FinancialServices #Cryptocurrency #Webinar #Leadership

?????? ?????????? ?????????? ???????? ???? ???????????? ????????! Financial crime is not just a banking issue - it impacts all financial institutions. At the Asociación de Bancos de Puerto Rico Conference, the panel discussed both FINRA and FINCEN’s AML Program expectations and their impact on compliance. Thank you Asociación de Bancos de Puerto Rico for the opportunity to have Rhonda Davis share her insights! Her expertise helps businesses stay ahead of regulatory changes and maintain compliance. In the image below, Rhonda Davis and Jennifer Stout - Bates Group engage in meaningful conversations and connect with new and familiar faces in the vibrant Puerto Rico community! #Compliance #Regulations #BatesGroup #FinancialCrime #AML

We’re counting down to the ???????? ?????????? ??&?? ???????????? ?????????????? in Austin! The Bates Group team is excited to connect with industry professionals and discuss the latest in compliance, litigation, and regulatory solutions. ???????? ?????? ???? ??????????????????? Let’s connect! Ira Hammerman Jennifer Stout - Bates Group Brandi Reynolds, CAMS-Audit, CCAS Jennifer Cunningham David Birnbaum Henry "Hank" Sanchez, Esq. Joseph Thomas Rhonda Davis #SIFMACL2025 #Networking #BatesGroup #FinancialServices