?????? Friendly reminder! As of March 28, 2024, the ComplySci brand will be integrated with COMPLY! Follow us at COMPLY to stay up-to-date on all things compliance!
关于我们
ComplySci by COMPLY believes advanced compliance technology empowers compliance professionals to transform their business. Built for institutional investors, including some of the world’s largest financial institutions, private equity firms, and hedge funds, our scalable and sophisticated platform helps clients stay ahead of risk and unlock the strategic potential of their compliance data. Our regulatory technology solutions help compliance organizations identify, monitor, manage, and report on risk and conflicts of interest, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other Code of Ethics violations. ComplySci is part of the COMPLY portfolio of solutions, which addresses institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets.
- 网站
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https://www.comply.com/products/complysci
ComplySci is now COMPLY的外部链接
- 所属行业
- 金融服务
- 规模
- 201-500 人
- 总部
- New York，NY
- 类型
- 私人持股
- 领域
- Regulatory Compliance Software、Personal Trading、Code of Ethics、Certifications/Attestations、Electronic Broker Feed、Restricted List、Front Running、Compliance、Political Contributions、Insider Trading、Conflict of Interest、Outside Business Affiliations和Risk Management
地点
ComplySci is now COMPLY员工
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David Salm
Legal Professional
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Desirae Butler, NC CPA
Director of Compliance & Risk Management @ Norwest Equity Partners | Regulatory Compliance, Financial Crimes, Cybersecurity, Privacy Protection Expert
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Jagmohan Negi
Consultant - illumis, Comply
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Ben Benson
Managing Director at Vista Equity Partners
动态
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Big news from COMPLY! We're thrilled to announce the publication of our 2024 “By the Numbers: A Compliance and Regulatory Technology Analysis for the Financial Services Industry" guide. This latest report analyzes compliance trends in the financial services industry. Here's a sneak peek: ?? 27% of firms worry about compliance risks with Generative AI. ??? 43% monitor employee activity related to cryptocurrencies. ?? 66% expect their compliance budget to increase. #COMPLYwithConfidence Learn more: https://lnkd.in/eDEYCGfP
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Is finding the right company a struggle? Join our webinar with Elizabeth "Liz" Knoblock and Marilyn Miles as they share expert tips to find your perfect fit! Learn about company culture, career assessments, and more. #RSVPnow #NewWebinar #CareerGoals RSVP now: https://lnkd.in/dnNky7W8
Modern COMPLYance Women Virtual Roundtable: Women's History Month Celebration
comply.registration.goldcast.io
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The FCA's focus on consumer protection and fair competition is impacting firms like yours. Is your compliance program up to standard? Join our webinar and find out! Hear from COMPLY's Director, Compliance Advisory Jessica Freckleton about the key FCA updates and how to strengthen your compliance program. Learn best practices to stay ahead of regulations! #RSVPnow #NewWebinar #FCAcompliance RSVP now: https://lnkd.in/eVCYEGPx
From the FCA: Compliance Commitments for 2024
comply.com
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State securities regulators are cracking down on bad actors! According to the NASAA's recent report, investigations jumped to 8,538 in 2022, thanks to advances in technology and social media. Not only that, but social media scams and crypto fraud are on the rise, too. #ComplianceNews #NASAA Learn more: https://lnkd.in/emCdyaT9
Social media scams, crypto fraud on the rise, says NASAA report
https://www.investmentnews.com
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?????? Friendly reminder! As of March 28, 2024, the ComplySci brand will be integrated with COMPLY! We've been serving the compliance community for years and are excited to continue providing comprehensive solutions under the COMPLY brand. Follow us at COMPLY to stay up-to-date on all things compliance!
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#InternationalWomensDay is only a few days away! In honor of this year's theme, Inspire Inclusion, we sat down with our data to take a look at how the COMPLY organization has inspired inclusion, revealing the undeniable impact of our commitment to fostering equity and inclusion within our organization. And the data was inspirational: ??Women and people of color are at every level of management, including our Board of Directors ??Women comprise 50% of our Senior Leadership Team ??Women comprise 50% of our Global Staff Read our full blog to learn more about our philosophy behind equity and inclusion and how we achieved such incredible success! https://lnkd.in/eMGQiFHU #InspireInclusion #IWD2024
Diversity in Action: Unveiling the Success Journey of a FinTech Firm Achieving 50% Women, and Women and People of Color at Each Level of Management at COMPLY
comply.com
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Don't miss out on transforming your compliance program from "good" to exceptional! This webinar to tackle 5 critical areas, including communications, cybersecurity, and the latest regulatory updates. RSVP and gain a competitive edge and ensure client trust! #RSVPnow #NewWebinar #ComplianceMadeEasy RSVP now: https://lnkd.in/gxmBW-cB
5 Strategies to Build a Well-Balanced Compliance Program
comply.registration.goldcast.io
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Heading to the IAA Compliance Conference? Don't miss COMPLY's VP of Compliance Services, Max Mejiborsky, dishing on navigating ethical dilemmas on March 8th at 8:15 AM. Plus, earn 1 hour of IACCP? continuing education ethics credit while you're at it! See you there! #COMPLYwithConfidence #BoostYourCompliance #IAA
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Confused about the world of crypto? Our recent webinar with ZenLedger has you covered! Dive deep into digital assets, compliance, and the opportunities they present for your firm. #CryptoCompliance Learn more: https://lnkd.in/eGQYbHZz
Top Six Takeaways from the COMPLY and ZenLedger webinar, “A Deep Dive into Digital Assets and Employee Trade Monitoring”
comply.com