B/D Compliance Associates. Inc.的封面图片
B/D Compliance Associates. Inc.

B/D Compliance Associates. Inc.

金融服务

Lilburn,GA 135 位关注者

关于我们

Since 1994, B/D Compliance Associates, Inc. (“BDCA”) has specialized in broker/dealer and registered investment advisor compliance consulting. We help clients sort through FINRA, SEC, and state compliance challenges as well as regulatory audits by providing clear, accurate analysis and expertise. In regulatory matters, BDCA serves as a regulatory liaison that ultimately saves our clients time and internal staff resources by providing a full-service outsourced compliance solution. We offer practical regulatory compliance advice and a flexible solution tailored to each client’s unique regulatory requirements. For more information, contact us at 678-262-4145, at info@bd-compliance.com or visit us at http://www.bd-compliance.com/

网站
http://www.bd-compliance.com
所属行业
金融服务
规模
11-50 人
总部
Lilburn,GA
类型
私人持股
创立
1994
领域
Regulatory Consultant、Investment Adviser Regulation、regulatory exams、Investment Company Regulation、Broker Dealer Regulation、FINOP、New Broker/Dealer Memebership和Continuing Membership

地点

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