B/D Compliance Associates. Inc.

Since 1994, B/D Compliance Associates, Inc. (“BDCA”) has specialized in broker/dealer and registered investment advisor compliance consulting. We help clients sort through FINRA, SEC, and state compliance challenges as well as regulatory audits by providing clear, accurate analysis and expertise. In regulatory matters, BDCA serves as a regulatory liaison that ultimately saves our clients time and internal staff resources by providing a full-service outsourced compliance solution. We offer practical regulatory compliance advice and a flexible solution tailored to each client’s unique regulatory requirements. For more information, contact us at 678-262-4145, at info@bd-compliance.com or visit us at http://www.bd-compliance.com/

网站

http://www.bd-compliance.com

B/D Compliance Associates. Inc.的外部链接

所属行业

金融服务

规模

11-50 人

总部

Lilburn，GA

类型

私人持股

创立

1994

领域

Regulatory Consultant、Investment Adviser Regulation、regulatory exams、Investment Company Regulation、Broker Dealer Regulation、FINOP、New Broker/Dealer Memebership和Continuing Membership