?? Attention Broker-Dealer Firms: Bates Group has a team of FinOp professionals ready to support your firm. Let’s discuss how we can meet your FinOp needs! Connect with us today! Send us a direct message or fill out the form: https://shorturl.at/sEXPl
关于我们
We offer end-to-end solutions for financial services firms and their counsel, providing support throughout the lifecycle of their legal matters. Bates Group is the leading provider of U.S. and global securities litigation support and regulatory consulting, compliance solutions, fraud investigation and forensic accounting services. Our clients include international and national law firms, leading Fortune 500 companies, banks, brokerage houses, insurance companies, and regulatory authorities. Our deep-rooted and experienced bench of 180 industry experts consult and testify in retail and institutional litigation, SEC/regulatory matters, FINRA/AAA/JAMS arbitrations, support clients conducting regulatory and internal investigations and provide compliance and risk reviews, testing and complete firm solutions. Our expertise covers all aspects of the financial industry, from industry practices to specific products. With an experienced support team of 40 analysts and technology professionals, we provide innovative and cost effective solutions. Bates Group’s analytic and expert teams have the resources, flexibility, pricing advantages and dedication to offer our clients, financial services firms and their counsel, an end-to-end solution encompassing investigations, arbitrations, litigation, regulatory and compliance reviews. We welcome discussing your practice needs.
- 网站
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https://www.batesgroup.com/
Bates Group的外部链接
- 所属行业
- 商务咨询服务
- 规模
- 51-200 人
- 总部
- Portland，OR
- 类型
- 私人持股
- 领域
- Securities Litigation & Consulting、Financial Services Litigation & Consulting、Regulatory and Internal Investigations、Data Analyses & Analytics、Anti-Money Laundering (AML)、Financial Crimes、Compliance Solutions和Insurance and Actuarial Services
地点
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主要
获取路线
2 Lincoln Center, 10220 SW Greenburg Rd.
STE 200
US，OR，Portland，97223
Bates Group员工
动态
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Bates Group kicks off CrossTech World 2024 with an incredible first day of networking and connections! Visit our VIP lounge table to connect with us - Brandi Reynolds, CAMS-Audit, CCAS and Matt Summers, MBT are excited to see you and make this event unforgettable! #Day2 #BatesGroup #CrossTechWorld2024 #Compliance #AI #Crypto #Payments
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Join Bates Group at CrossTech World 2024! ?? Happening NOW through Thursday in vibrant Miami, FL. Be sure to attend the insightful sessions led by Brandi Reynolds, CAMS-Audit, CCAS: ?? Compliance Officers Discussion Forum: The AI Revolution in Cross-Border Compliance - Innovations and Challenges ?? Wednesday, Nov 20 | 11:45 AM - 12:30 PM ?? Empowering Women in Cross-Border Industry: Leading the Way ?? Thursday, Nov 21 | 9:30 AM -10:15 AM Don’t miss Brandi Reynolds, CAMS-Audit, CCAS, and Matt Summers, MBT, as they share invaluable insights to drive innovation and compliance excellence in the industry. Be sure to stop by our table and say hello! #CrossTech2024 #CrossTechWorld2024 #BatesGroup #Networking
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?? We're Hiring! Join Our Team as a Director at Bates Group ?? Apply today to be part of our journey #Hiring #BatesGroup #Remote
We have an incredible opportunity to join one of the most talented teams at Bates Group to help our clients work through regulatory disputes (and LOTS of data). If you know Broker-Dealers and RIAs and can program in #Python this could be the role for you. Feel free to ping me directly if you want to chat!
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The countdown is on - CrossTech World 2024 kicks off tomorrow! ?? Brandi Reynolds, CAMS-Audit, CCAS and Matt Summers, MBT will be there, ready to discuss the latest trends shaping the cross-border payments space. We’re thrilled to connect with peers, partners, and industry leaders as we explore the game-changing impact of technology, AI, and crypto on the payment experience. Let’s connect - on-site or off-site - just send us a message! ?? #BatesGroup #CrossTech2024 #CrossTechWorld2024
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?? Did you know... "Fines against non-sponsor banks are also more frequent. 18% of enforcement actions against non-sponsor banks included civil monetary penalties (CMPs), while only 13% of enforcement actions against banks involved in BaaS activities included fines." The lower value and frequency of CMPs targeting banks in the BaaS space reinforces the view that regulators emphasize remediation and corrective action to improve compliance, not simply penalize the industry." Do you want to hear more about Fintech Onboarding for BaaS Banks? Join us today 12 pm ET! ?? Save your seat here: https://lnkd.in/dtJCqtMT
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? Attention CCOs and Financial Services Compliance Professionals! Happening TODAY, November 7th, the SEC is hosting its annual National Compliance Outreach Seminar - and you won't want to miss it! This virtual event delivers critical compliance updates and guidance that every CCO and senior compliance staff needs to know. Key topics include: - Information security and operational resiliency - Registered investment company compliance - Private fund adviser requirements - Marketing rule implementation - Investment adviser compliance updates - Emerging regulatory topics ??This complimentary program runs from 8:30am to 5:30pm ET. The access link will be posted on https://hubs.li/Q02XgCsS0 in a few minutes. It's a must-attend event to stay up to date on the latest SEC priorities and requirements. You can also submit questions before and during the session. See the agenda here: https://hubs.li/Q02Xghv_0 #SEC #RegulatoryCompliance #FinancialServices #ComplianceOfficer #RegulatoryUpdates
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If you're attending CrossTech World 2024, don't miss this chance to hear from Brandi Reynolds, CAMS-Audit, CCAS and connect with industry leaders! ?? We are looking forward to the session on November 21st, where we will learn from Brandi and other trailblazing women leaders who continue to push boundaries and set new standards in compliance and cross-border financial services! ?? Will you be there? #CrossTechWorld2024 #WomenInFinance #Leadership #Compliance #BatesGroup
Prepare your agenda for our CrossTech World 2024 Conference! ?? Join our panel, ?? Leading the Way: Women in Cross-Border Industry, on ?? November 21st from 9:30 AM to 10:15 AM EST. This session will provide valuable insights into how these trailblazing women have navigated their careers, driven professional growth, and developed successful business strategies. ?? Moderator: Priscilla D'Oliveira - CrossTech ? Brandi Reynolds, CAMS-Audit, CCAS - Bates Group Claudia Reyes Armebianchi - Western Union Jimena Delfino - Mastercard Sowmya Saiprasad - Visa-Direct Secure your tickets today and network with the leaders of the industry! ????? ?? https://lnkd.in/dsvNjHqj See you in November! ?? #CrossTechWorld2024 #CrossTech2024 #CrosstechConference2024 #World2024 #MoneyConference
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We had an incredible experience sponsoring and participating in the National Society of Compliance Professionals 2024 National Conference last week in Dallas, TX. Our team was on-site, connecting with industry leaders, sharing insights, and offering practical solutions to enhance compliance strategies. With over 40 years of industry expertise, Bates Group provides compliance solutions designed to meet the challenges of today’s regulatory landscape. If you missed connecting with us at the conference, it’s not too late! Reach out to explore how our team can support and elevate your compliance program. ?? Message us to schedule a follow-up and discover the insights we shared at NSCP. We’re eager to help with annual support, independent reviews, and outsourced FinOp services to elevate your 2025 compliance strategy! ?? Meet Our Team: ? Matthew Przybylski, CFE – Senior Consultant and Conference Speaker ? Rhonda Davis – Senior Managing Director, Compliance Team Leader ? Jennifer Stout - Bates Group – Senior Executive Advisor, Board Vice-Chair (Not pictured: Henry "Hank" Sanchez, Esq. – Managing Director and Conference Speaker) #ComplianceSolutions #FinancialServices #NSCP2024 #BatesGroup #FinOp
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