We’re live at the 7th Annual Financial Crimes Forum! We’ve heard from our dynamic (and funny!) Keynote Speaker, Kevin Murphy, Deputy Special Agent in Charge Homeland Security Investigations, San Diego! Currently listening to our Regulators Fireside Chat! Up next - BSA Examination Preparation and Managing Consent Orders! Special THANK YOU to our Sponsors Kaufman Rossin Thomson Reuters Arc-Serv, LLC Aldrich & Bonnefin, PLC.* #aml #cft #acams
ACAMS San Diego - Baja California Chapter
教育管理组织
We provide specialized support, guidance & education to BSA/AML professionals in greater San Diego & Baja CA.
关于我们
The Chapter’s role is to provide specialized support, guidance and education to BSA/AML/ professionals in the greater San Diego and Baja California area in an effort to create a network of knowledgeable, motivated and proficient BSA/AML experts.
- 网站
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https://www.acams.org/acams-chapters/san-diego-baja-california/
ACAMS San Diego - Baja California Chapter的外部链接
- 所属行业
- 教育管理组织
- 规模
- 2-10 人
- 总部
- San Diego
- 类型
- 非营利机构
- 创立
- 2017
地点
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主要
获取路线
US，San Diego
动态
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?? We're two weeks away from our *7th Annual Financial Crimes Forum!* ?? ?? There's still time to register for this in-person learning event. ?? Learn from the experts, mingle with your peers, meet our sponsors and hear about their role in the CFT industry! ?? Stay for the networking mixer following the event! ???? Many thanks to Kaufman Rossin, Arc-Serv, LLC and Aldrich & Bonnefin, PLC.*, and Thomson Reuters for sponsoring this event! ???? Highlights include: ? Keynote Speaker - Homeland Security Investigation's Assistant Director ? Regulator Fireside Chat ? AMLA Update ? Compliance in FinTech ? Law Enforcement Session ?? Special pricing for organizations registering 10+ individuals (25% discount off non-member price). Email [email protected] for more info. For more details, click this link: https://lnkd.in/gQMb2H-b
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We will #NEVERFORGET Today marks 23 years since September 11th, 2001. May we take a moment to honor and remember the victims and heroes lost on that day. #patriotday #bravery
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Check out Sarah Beth Felix post about the OCC’s latest consent order for several #AML deficiencies. Give her a follow too - you won’t regret it! #cft #aml #consentorder #intheknow
CEO at Palmera Consulting; Co-Founder & Chief AML Officer at Acceleron Bank; Co-Founder at Hyper-S Research
The Office of the Comptroller of the Currency is wasting no time in churning out #consentorders related to #AML deficiencies. Today we see 2 hefty C&Ds related to community banks with seriously deficient AML and #OFAC programs. The pdf below is for CNB Bank & Trust, N.A. in Illinois. A $1.3B bank with a 35-page cease & desist order. ?? Here are the main issues - 1) Big deficiencies outlined in CDD, CIP, Suspicious Activity Program, Training, Audit, Board, Risk Assessments, OFAC, and the AML Officer role. I'm not sure what is left that they were compliant in?! ?? 2) It is clear, just from the order, that they have #wealth mgmt or #fiduciary departments that did not have proper oversight. This is something I see ALL THE TIME at community FIs. If there are two depts. that give the Heisman to the AML team, it is commercial lending and the wealth mgmt or trust dept. 3) Staffing, authority, and expertise still an issue - both at the Board level as well as the AML team. 4) A lookback is required, but only after a data integrity project has been performed. ?? Here's a quick freebie for examiners, AML Officers, and model folks - most trust and wealth mgmt depts are NOT in #compliance with the Travel Rule. Yes, the one from the mid-80s. They send wires out from the internal GL of the bank, and the wire does not contain the actual originators info because that record sits in the separate trust/wealth system. 5) Just had a conversation this week about investigatory procedures and what a gift they are when written correctly. (don't over formalize it... write it as if you are having a beer with your buddy and explaining the investigatory steps needed for alert dispositions, cases, no SAR filed, and SARs). 6) One thing I thought was odd - they are requiring that any changes to thresholds are approved at the sr. mgmt and Board level... yikes. That is a punch in the gut to autonomy, authority, and efficiency. I thought the end goal was to have a dynamic environment?? 7) Effective management info systems (MIS) - this means #data. Data. Data. Data. An AML and #sanctions program will live or die on accurate, available, and contextual data. 8) The SAR lookback does not have a date range published. In addition, the lookback can be extended (supplemental SAR lookback) if determined by the OCC. That means... you better find all of the things that need to be reported. 9) The Risk Assessment should be one for AML and one for OFAC. Quantified, clearly stated, supported, accurate, and across ALL business lines of the bank, to include affiliates. 10) The audit program appears to need a complete overhaul. Obviously. If they had this many deficiencies and their auditors never caught it... terrible. If your bank is trying to keep all of your auditing services at one firm, you will pay for it. Dearly. Just because they dabble in AML auditing doesn't mean they are good at it. 11) OFAC - must create a program - data, fields, frequency, systems, etc. #ifollowdirtymoney
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Check out our article written by Chapter Board Program Director Maleka Ali highlighting the cutting edge event we held with the Federal Bureau of Investigation (FBI)! Truly an unforgettable experience with our Law Enforcement partners! #ACAMS #CAMS #ACAMSChapter #joinourchapter #lawenforcementpartners #partnership #learningevent #thinklikeanagent
Ever wondered what it is like to be an FBI agent? The ACAMS San Diego - Baja California Chapter got a taste of it! From case files to arrests, the chapter members experienced it all.???♂? Read about their event here: https://lnkd.in/eFvxCPS7
ACAMS San Diego-Baja California Chapter: FBI Agent for a Day - ACAMS Today
https://www.acamstoday.org
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Another successful #ACAMSChapter learning event! Thank you to our #SPONSOR Thomson Reuters! #ACAMS #ACAMSChapters #thomsonreuters #edd #enhancedduediligence #ongoingduediligence
Live from Carlsbad, the ACAMS San Diego - Baja California Chapter presents its 2nd Annual DUE DILIGENCE/ENHANCED DUE DILIGENCE for High-Risk Clients Workshop. Members from across San Diego are convening to learn and exchange best practice EDD protocols. With thanks to our sponsor Thomson Reuters Risk & Fraud Solutions being repped by Mark Maki!
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?? WE'RE TWO WEEKS AWAY! HAVE YOU REGISTERED FOR OUR NEXT EVENT *SPONSORED* by Thomson Reuters?! Second annual "speed-dating" style learning event! We had so much fun and success with this event last year, we decided to do it again this year! ?? Join us for a half-day learning event covering DUE DILIGENCE/ENHANCED DUE DILIGENCE for high-risk clients. Stay for the networking happy hour overlooking Carlsbad State Beach ?? ? 12:30pm Registration Opens 1:00pm – 5:00pm Learning Event 5:00pm – 7:30 Outdoor Networking Event ?? ?? ?? ?? Cape Rey Hilton, Carlsbad 1 Ponto Rd. Carlsbad, CA 92011 ?? FREE for ACAMS San Diego - Baja CA Chapter Members! ?? $25.00 for ACAMS Members $50.00 for Non-ACAMS Members Four (4) CAMS credits available. ?? Link to register: https://lnkd.in/gyiTvcZC ACAMS #ACAMS #ACAMSChapters #ACAMSlearningevent #CAMS #sandiegobajaca #camsprofessionals #CAMScpe #CAMScredit #BSA #AML #CFT #financialcrimecompliance #networkingopportunity #thomsonreuters #ongoingduediligence #enhancedduediligence #duediligence #speeddatelearning
ACAMS San Diego Baja Chapter July 2024 Event: Due Diligence for Higher-Risk Clients (an EDD Workshop)
acams.org
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?? REGISTRATION IS LIVE for our 7/08 event *SPONSORED* by Thomson Reuters! Second annual "speed-dating" style learning event! We had so much fun and success with this event last year, we decided to do it again this year! ?? Join us for a half-day learning event covering DUE DILIGENCE/ENHANCED DUE DILIGENCE for high-risk clients. Stay for the networking happy hour over looking Carlsbad State Beach ?? ? 12:30pm Registration Opens 1:00pm – 5:00pm Learning Event 5:00pm – 7:30 Outdoor Networking Event Overlooking the Pacific Ocean ?? Cape Rey Hilton, Carlsbad 1 Ponto Rd. Carlsbad, CA 92011 FREE for ACAMS San Diego - Baja CA Chapter Members! $25.00 ACAMS Members $50.00 Non-ACAMS Members Four (4) CAMS credits available. ?? Link to register: https://lnkd.in/gyiTvcZC
ACAMS San Diego Baja Chapter July 2024 Event: Due Diligence for Higher-Risk Clients (an EDD Workshop)
acams.org
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We’re live! Great turnout for today’s event! Thank you to our #lawenforcementpartners for all the informational material! ACAMS #acamschapters #aml #bsa #cft #fincen #casestudies #sandiego #bajaca
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