ACA Foreside

Today, we celebrate the incredible firms we have the privilege of serving. From startups to global institutions, our 6,000+ clients worldwide trust ACA to deliver tailored governance, risk, and compliance (GRC) solutions. We are proud to stand by your side, offering expert guidance, innovative technology, and services that help you launch, grow, and protect your business. International Client’s Day is a moment to celebrate the firms that inspire us to dream bigger and achieve more. To our valued clients—thank you for inviting us to be part of your story. Your aspirations fuel our passion for innovation: https://hubs.ly/Q03ctJK-0 Wishing you a heartfelt International Client's Day! #OneACA #GRC #ClientAppreciation

As alternative investments become more accessible, fund distribution, marketing review, and regulatory oversight are evolving. Join our breakfast session during the Investment Company Institute's Investment Management Conference for a deep dive into key trends, regulatory considerations, and fund marketing challenges. ?? Monday, March 17 | 7:00 AM – 8:30 AM ?? Grand Ballroom #10 ? Coffee and compliance insights await! RSVP today: ?? https://hubs.ly/Q03b4bSB0

Regulation is evolving. Are you keeping up? The 2025 ACA Conference: Preparing Today, Protecting Tomorrow is where industry leaders, top attorneys, and compliance experts gather to tackle the latest in compliance, cybersecurity, AI, and risk management. Gain exclusive insights, learn from real-world case studies, and connect with peers who are shaping the future. Secure your spot today. https://hubs.ly/Q035jpZZ0. #GRC #FinancialServices #Compliance #ACAConference2025

Small and mid-sized firms face the same client expectations and regulatory demands as their larger counterparts, but with fewer resources. How can they innovate to stay competitive? Lisa Walker will take the stage at the Investment Company Institute's Innovate Conference to explore how firms are leveraging technology to solve today’s business challenges efficiently and effectively. ?? Let’s connect while at the conference! Learn how ACA helps firms stay ahead: https://hubs.ly/Q034LYgX0

High interest rates and market volatility have made adaptability essential for asset managers in illiquid private markets. General partner-led secondary transactions, including continuation funds, are gaining popularity, but they come with regulatory risks. In our latest blog, we explore key SEC enforcement trends and provide actionable steps for mitigating risks in continuation fund transactions. ?? Gain insights into the steps advisers can take to protect investors and uphold fiduciary duties. Keep reading: https://hubs.ly/Q033YlXb0 #Compliance #AssetManagement #PrivateFunds #FiduciaryDuty

Why wait? Register now for the 2025 ACA Conference and take advantage of early bird pricing before it’s gone. Here’s what you’ll gain: ?? Actionable insights from industry leaders ?? Tailored discussions on compliance, cybersecurity, and AI ?? Networking opportunities with peers and professionals Take a look at all the sessions we have planned and secure your spot today: https://hubs.ly/Q032VnXC0. Early bird pricing ends January 22! #GRC #FinancialServices #RegulatoryCompliance #ACAConference2025

?? Global compliance, simplified. From SEC Form ADV updates to DFSA annual returns, compliance obligations can be overwhelming. Let our 2025 Regulatory Filings Calendar for Asset Managers guide you through the year with ease. Do you have obligations with the following regulators? Our calendar can help! ? SEC ? FCA ? CFTC & NFA ? ESMA ? DFSA ? FSRA ?? Plan ahead with at-a-glance deadlines and actionable insights tailored for asset managers operating across global markets. Download your copy today: https://hubs.ly/Q031J5Kj0

Regulatory filings are critical for broker-dealers to maintain compliance, but staying organized is half the battle. Our 2025 FINRA Regulatory Filings Calendar helps you: ?? Plan ahead with deadlines at your fingertips ?? Stay compliant with FINRA’s rules ?? Manage annual, monthly, and quarterly filings with ease Prepare your team to meet FINRA requirements confidently. Download the calendar today and start planning for 2025: https://hubs.ly/Q031k1ct0

As 2025 begins, we reflect on the insights and strategies shared through our 2024 webcasts. These sessions equipped firms with practical tools to navigate the rise of AI, tackle emerging cybersecurity challenges, and adapt to change. You can now access our most popular webcasts on-demand and gain actionable insights on SEC compliance, AML regulations, and ESG data complexities. Stay ahead of regulatory changes and position your firm for success. ?? Watch our video for an overview of the top-attended sessions from last year and discover what made them stand out: https://hubs.ly/Q030Zr_K0

?? Attention Broker-Dealers: Opt-In for FINRA’s Remote Inspections Pilot Program! The deadline to join Pilot Year 2 (2025) is approaching fast and you don’t want to miss this opportunity to streamline your compliance process. Opt into the program by December 27, 2024, via FINRA Gateway. Why You Should Act Now: ? Simplified Opt-In: A smoother process than Year 1 ? Cost Savings: Conduct streamlined inspections remotely and reduce travel expenses ? Stay Ahead: Future-proof your operations for the evolving compliance landscape Important Details ?? Firms not participating must conduct onsite inspections ?? Participation requires compliance with Rule 3110.18 for the Pilot Year ?? Once enrolled, your firm continues automatically in subsequent years unless opted out Reach out to us for more details on how to opt in and the advantages of participating: https://hubs.ly/Q030f19B0 #FINRA #RemoteInspections #ComplianceLeadership #BrokerDealers